U.S. DEPARTMENT OF HEALTH AND HUMAN SERVICES FREEDOM OF INFORMATION ANNUAL REPORT — FY 2023
I. BASIC INFORMATION REGARDING REPORT
- Name, title, address, and telephone number of person(s) to be contacted with questions about the Report:
Arianne Perkins
Director, Freedom of Information/Privacy Acts Division
Office of the Assistant Secretary for Public Affairs
United States Department of Health and Human Services
200 Independence Avenue, S.W., Suite 729H
Washington D.C. 20201
(202) 690-7453 - ELECTRONIC ADDRESS FOR THIS REPORT ON THE WORLD WIDE WEB:
- ADDRESS FOR PAPER COPIES OF THIS REPORT
Contact Arianne Perkins at the address or telephone number listed above, or at: http://www.hhs.gov/foia/contacts/index.html
II. MAKING A FOIA REQUEST
- HHS and Operating Division Freedom of Information Officers/FOIA Requester Service Centers:
Department of Health and Human Services (HHS):
Website: http://www.hhs.gov/foia
Freedom of Information Act Officer
Hubert H. Humphrey Building
200 Independence Avenue, S.W., Suite 729H
Washington D.C. 20201
Phone: (202) 690-7453
Administration for Children and Families (ACF):
Website: https://www.acf.hhs.gov/foia
Freedom of Information Act Officer
Mary E. Switzer Building
330 C Street, S.W., Room 4004
Washington, D.C. 20201
Phone: 1-888-747-1861
Administration for Community Living (ACL):
Website: http://www.acl.gov/FOIA
Freedom of Information Act Officer
Administration for Community Living
330 C Street, S.W., Suite 4004
Washington, D.C. 20201
Phone: 202-795-7377
Administration for Strategic Preparedness and Response (ASPR):
Website: http://www.hhs.gov/foia
Freedom of Information Act Officer
Hubert H. Humphrey Building
200 Independence Avenue, S.W., Suite 729H
Washington D.C. 20201
Phone: (202) 690-7453
Agency for Healthcare Research and Quality (AHRQ):
Website: https://www.ahrq.gov/policy/foia/index.html
Freedom of Information Act Officer
Hubert H. Humphrey Building
200 Independence Avenue, S.W., Suite 729H
Washington D.C. 20201
Phone: (202) 690-7453
Centers for Disease Control and Prevention (CDC):
Website: http://www.cdc.gov/od/foia/
Freedom of Information Act Officer
1600 Clifton Road, N.E., MS T-01
Atlanta, Georgia 30333
Phone: 770-488-6277
Centers for Medicare & Medicaid Services (CMS):
Website: https://www.cms.gov/freedom-information-act-foia-service-center
Freedom of Information Act Officer
North Building, Room C5-11-06
7500 Security Boulevard
Baltimore, Maryland 21244
Phone: 410-786-5353
Food and Drug Administration (FDA):
Website: http://www.fda.gov/RegulatoryInformation/freedom-information
Freedom of Information Act Officer
Division of Freedom of Information
Office the Executive Secretariat, OC
5630 Fishers Lane, Room 1035
Rockville, Maryland 20857
Phone: 301-796-3900
Health Resources and Services Administration (HRSA):
Website: http://www.hrsa.gov/foia/
Freedom of Information Act Officer
5600 Fishers Lane, Room 13-N82
Rockville, Maryland 20857
Phone: 301-443-2865
Indian Health Service (IHS):
Website: http://www.ihs.gov/FOIA
Freedom of Information Act Officer
5600 Fishers Lane, Mailstop 09E70
Rockville, Maryland 20857
Phone: 240-460-3711
National Institutes of Health (NIH):
Website: http://www.nih.gov/icd/od/foia/
Freedom of Information Act Officer
Building 1, Room 344
1 Center Drive, MSC 0188
Bethesda, Maryland 20892-2107
Phone: 301-496-5633
Office of Inspector General (OIG):
Website: http://oig.hhs.gov/foia/
Freedom of Information Act Officer
Cohen Building, Room 5527
330 Independence Ave, S.W.
Washington, D.C. 20201
Phone: 202-619-2541
Substance Abuse and Mental Health Services Administration (SAMHSA):
Website: http://www.samhsa.gov/foia/
Freedom of Information Act Officer
5600 Fishers Lane, Room 18E13A
Rockville, Maryland 20857
Phone: 240-276-2327
- Brief description of why some requests are not granted: Documents requested were protected by an exemption and release would have caused harm to the interest protected by the exemption. Information withheld may include home addresses and phone numbers, social security numbers, medical records, proprietary business records, investigatory records, that if released may interfere with open investigations, and drafts of documents.
- HHS FOIA Regulations:
https://www.ecfr.gov/current/title-45/subtitle-A/subchapter-A/part-5
Section III: Acronyms, Definitions, and Exemptions
- Following are definitions of terms used in this report:
- Administrative Appeal – a request to a federal agency asking that it review at a higher administrative level a FOIA determination made by the agency at the initial request level.
- Average Number – the number obtained by dividing the sum of a group of numbers by the quantity of numbers in the For example, of 3, 7, and 14, the average number is 8.
- Backlog – the number of requests or administrative appeals that are pending at an agency at the end of the fiscal year that are beyond the statutory time period for a response.
- Component – for agencies that process requests on a decentralized basis, a "component" is an entity, also sometimes referred to as an Office, Division, Bureau, Center, or Directorate, within the agency that processes FOIA requests. The FOIA now requires that agencies include in their Annual FOIA Report data for both the agency overall and for each principal component of the agency.
- Consultation – the procedure whereby the agency responding to a FOIA request first forwards a record to another agency or component within the same agency for its review because that other agency has an interest in the doc Once the agency in receipt of the consultation finishes its review of the record, it responds back to the agency or component within the same agency that forwarded it. That agency, in turn, will then respond to the FOIA requester.
- Exemption 3 Statute – a federal statute that exempts information from disclosure and which the agency relies on to withhold information under subsection (b)(3) of the FOIA.
- FOIA Request – a FOIA request is generally a request to a federal agency for access to records concerning another person (i.e., a "third- party" request), or concerning an organization, or a particular topic of interest. FOIA requests also include requests made by requesters seeking records concerning themselves (i.e., "first-party" requests) when those requesters are not subject to the Privacy Act, such as non- U.S. citizens. Moreover, because all first-party requesters should be afforded the benefit of both the access provisions of the FOIA as well as those of the Privacy Act, FOIA requests also include any first-party requests where an agency determines that it must search beyond its Privacy Act "systems of records" or where a Privacy Act exemption applies, and the agency looks to FOIA to afford the greatest possible access. All requests which require the agency to utilize the FOIA in responding to the requester are included in this Report.
Additionally, a FOIA request includes records referred to the agency for processing and direct response to the requester. It does not, however, include records for which the agency has received a consultation from another agency. (Consultations are reported separately in Section XII of this Report.)
- Full Grant – an agency decision to disclose all records in full in response to a FOIA request.
- Full Denial – an agency decision not to release any records in response to a FOIA request because the records are exempt in their entireties under one or more of the FOIA exemptions, or because of a procedural reason, such as when no records could be located.
- Median Number – the middle, not average, number. For example, of 3, 7, and 14, the median number is 7.
- Multi-Track Processing – a system in which simple requests requiring relatively minimal review are placed in one processing track and more voluminous and complex requests are placed in one or more other tracks. Requests granted expedited processing are placed in yet another track. Requests in each track are processed on a first in/first out basis.
- Expedited Processing – an agency will process a FOIA request on an expedited basis when a requester satisfies the requirements for expedited processing as set forth in the statute and in agency regulations.
- Simple Request – a FOIA request that an agency using multi-track processing places in its fastest (non- expedited) track based on the low volume and/or simplicity of the records requested.
- Complex Request – a FOIA request that an agency using multi-track processing places in a slower track based on the high volume and/or complexity of the records requested.
- Partial Grant/Partial Denial – in response to a FOIA request, an agency decision to disclose portions of the records and to withhold other portions that are exempt under the FOIA, or to otherwise deny a portion of the request for a procedural reason.
- Pending Request or Pending Administrative Appeal – a request or administrative appeal for which an agency has not taken final action in all respects.
- Perfected Request – a request for records which reasonably describes such records and is made in accordance with published rules stating the time, place, fees (if any) and procedures to be followe
- Processed Request or Processed Administrative Appeal – a request or administrative appeal for which an agency has taken final action in all respects.
- Range in Number of Days – the lowest and highest number of days to process requests or administrative appeals.
- Time Limits – the time period in the statute for an agency to respond to a FOIA request (ordinarily twenty working days from receipt of a perfected FOIA request).
- Following are concise descriptions of the nine FOIA exemptions:
- Exemption 1: classified national defense and foreign relations information
- Exemption 2: information that is related solely to the internal personnel rules and practices of an agency
- Exemption 3: information that is prohibited from disclosure by another federal law
- Exemption 4: trade secrets and other confidential business information
- Exemption 5: inter-agency or intra-agency communications that are protected by legal privileges
- Exemption 6: information involving matters of personal privacy
- Exemption 7: records or information compiled for law enforcement purposes, to the extent that the production of those records (A) could reasonably be expected to interfere with enforcement proceedings, (B) would deprive a person of a right to a fair trial or an impartial adjudication, (C) could reasonably be expected to constitute an unwarranted invasion of personal privacy, (D) could reasonably be expected to disclose the identity of a confidential source, (E) would disclose techniques and procedures for law enforcement investigations or prosecutions, or would disclose guidelines for law enforcement investigations or prosecutions, or (F) could reasonably be expected to endanger the life or physical safety of any individual
- Exemption 8: information relating to the supervision of financial institutions
- Exemption 9: geological information on wells
- Agency Component Abbreviations
Component Abbreviation Component Name ACL Administration for Community Living ACF Administration for Children and Families CDC Centers for Disease Control and Prevention CMS Center for Medicare and Medicaid Services FDA Food and Drug Administration HRSA Health Resources and Services Administration IHS Indian Health Service NIH National Institutes of Health OIG Office of the Inspector General OS Office of the Secretary SAMHSA Substance Abuse and Mental Health Services Administration IV. Exemption 3 Statutes
Statute Type of Information
WithheldCase Citation Agency / Component Number of Times
Relied upon
by Agency / ComponentTotal Number of
Times Relied upon
by Agency Overall41 U.S.C. § 4702 (formerly at 41 U.S.C. § 253b(m)(1)) Contractor proposals that are in the possession or control of an executive agency and that have not been set forth or incorporated by reference into contracts Sinkfield v. HUD, No. 10-885, 2012 U.S. Dist. LEXIS 35233, at *13-15 (S.D. Ohio Mar. 15, 2012); Margolin v. NASA, No. 09-CV-00421, 2011 WL 1303221, at *6 (D. Nev. Mar. 31, 2011); Hornbostel v. U.S. Dep’t of the Interior, 305 F. Supp. 2d 21, 30 (D.D.C. 2003), summary affirmance granted, No. 03-5257, 2004 WL 1900562 (D.C. Cir. Aug. 25, 2004). ACF 1 28 CDC 14 CMS 9 HRSA 1 NIH 2 OS 1 10 U.S.C. § 130c Certain “sensitive information of foreign governments” and certain international organizations ACLU v. DOD, 389 F. Supp. 2d 547, 553-54 (S.D.N.Y. 2005); Nat’l Inst. of Mil. Just. v. DOD, 404 F. Supp. 2d 325, 335-37 (D.D.C. 2005), aff’d on other grounds, 512 F.3d 677 (D.C. Cir. 2008); Gerstein v. DOD, No. 03-5193, slip op. at 8 (N.D. Ca. Dec. 21, 2004). CDC 8 8 41 U.S.C. § 2102 (amending 41 U.S.C. § 423(a)(1)) Contractor bid or proposal information; source selection information Legal & Safety Emp. Rsch., Inc. v. U.S. Dep't of the Army, No. Civ. S001748, 2001 WL 34098652, at *3-4 (E.D. Cal. May 4, 2001) (dictum). CDC 3 3 42 U.S.C. § 262a(h)(1) Certain categories of information relating to biological agents and toxins Civ. Beat L. Ctr. for the Pub. Int. v. CDC, 929 F.3d 1079, 1084-85 (9th Cir. 2019). CDC 9 9 42 U.S.C. §242m(d) Identifiable information for certain research and statistical activities N/A CDC 21 21 42 U.S.C. § 299b-22(a)(3) Patient safety work product information N/A CDC 1 1 42 US.C. § 247d-6b(d) Information identifying the location at which materials in the stockpile under subsection (a) of this section are stored N/A CDC 3 11 OS 8 21 U.S.C. § 379(b) Information relating to drugs obtained from a foreign government agency. N/A CDC 2 2 5 U.S.C. app. 4 § 107(a)(2) Confidential financial disclosure report pertaining to certain government employees Meyerhoff v. EPA, 958 F.2d 1498, 1500-02 (9th Cir. 1992); Boyd v. Exec. Off. for U.S. Att'ys, 161 F. Supp. 3d 1, 7 (D.D.C. 2015); Seife v. NIH, 874 F. Supp. 2d 248, 254 (S.D.N.Y. 2012). CDC 1 2 NIH 1 50 U.S.C. § 3024(i)(1) (formerly at 50 U.S.C. § 403-1(i)(1)) Intelligence sources and methods CIA v. Sims, 471 U.S. 159, 167 (1985). CDC 1 1 26 U.S.C. §§ 6103, 6105 Certain tax return information, to include Taxpayer Identification Numbers of third Parties, and certain tax convention information Nosal v. IRS, 523 F. Supp. 3d 72, 79 (D.D.C. 2021); Church of Scientology v. IRS, 484 U.S. 9, 15 (1987) (26 U.S.C. § 6103); Elec. Priv. Info. Ctr. v. IRS, 910 F.3d 1232, 1237 (D.C. Cir. 2018); Leonard v. U.S. Dep’of Treasury, 590 F. App’x. 141, 143-44 (3d Cir. 2014) (per curiam); Pac. Fisheries, Inc. v. IRS, 395 F. App’x. 438, 440 (9th Cir. 2010) (unpublished disposition) (26 U.S.C. §§ 6103, 6105). CMS 40 44 HRSA 4 21 U.S.C. § 350d(a)4 Food Registration Documents N/A FDA 5 5 42 U.S.C. § 282(j)(6) Information submitted for publication on clinicaltrials.gov that is not otherwise publicly available N/A FDA 32 32 21 U.S.C. 360i(b)(2) Identity of a device user facility which makes a report that a device has or may have caused or contributed to the death of a patient of the facility N/A FDA 5 5 21 U.S.C. § 331(j) Certain information “concerning any method or process which as a trade secret is entitled to protection” Anderson v. HHS, 907 F.2d 936, 950-51 (10th Cir. 1990). FDA 10 10 42 U.S.C. § 300aa12(d)(4)(A) "Except as provided in subparagraph (B), information submitted to a special master or the court in a proceeding on a petition [for compensation under the National Vaccine Injury Compensation Program] . . .without the express written consent of the person who submitted the information" Long v. DOJ, 778 F. Supp. 2d 222, 234 (N.D.N.Y. 2011). HRSA 1 2 OS 1 42 U.S.C. § 11137(b)(1) National Practitioner Data Bank information N/A HRSA 2 2 42 U.S.C. § 1396r–8(b)(3)(D) Information disclosed by manufacturers or wholesalers which discloses the identity of a specific manufacturer or wholesaler, or prices charged for drugs by such manufacturer or wholesaler N/A HRSA 3 3 25 U.S.C. § 1675 Medical quality assurance records N.Y. Times Co. v. HHS, 15 F.4th 216, 219 & n.7 (2d Cir. 2021) (per curiam). IHS 6 6 7 U.S.C. § 8401(h)(1)(c) Registration and transfer documentation for listed biological agents and toxins, and information derived therefrom N/A NIH 1 1 35 U.S.C. § 209(f) Plans for development or marketing of a federally owned invention N/A NIH 3 3 5 U.S.C. § 407 (formerly at 5 U.S.C. app. 3 § 7(b)) Names of employees who provide information or complaints to the Inspector General Wash. Post Co. v. Special Inspector Gen. for Afg. Reconstr., 486 F. Supp. 3d 141, 166 (D.D.C. 2020). OIG 38 38 42 U.S.C. § 1306c(e) Information contained on the Death Master File N/A OIG 1 1 18 U.S.C. § 208(d)(1) Providing that “a copy of any determination granting an exemption under subsection (b)(1) or (b)(3) [from application of penalties for acts affecting personal financial interests determined to constitute bribery, graft, or conflicts of interest] shall be made available to the public,” but exempting from this disclosure requirement “any information contained in the determination that would be exempt from disclosure under section 552 of title 5” Seife v. NIH, 874 F. Supp. 2d 248, 256 (S.D.N.Y. 2012). OIG 2 2 42 U.S.C. § 300jj-52(d)(2) Information received by the National Coordinator in connection with a claim or suggestion of possible information blocking and that could reasonably be expected to facilitate identification of the source of the information N/A OS 1 1 V.A. FOIA REQUESTS -- RECEIVED, PROCESSED AND PENDING FOIA REQUESTS
Agency / Component Number of Requests
Pending as of Start
of Fiscal YearNumber of
Requests Received
in Fiscal YearNumber of
Requests Processed
in Fiscal YearNumber of Requests
Pending as of End
of Fiscal YearACF 834 321 209 946 ACL 50 140 97 93 CDC 445 1951 2048 348 CMS 3577 28579 28894 3262 FDA 4403 10447 10144 4706 HRSA 72 466 339 199 IHS 120 180 210 90 NIH 914 1716 1699 931 OIG 18 1077 1057 38 OS 2849 1432 2100 2181 SAMHSA 179 221 241 159 AGENCY OVERALL 13461 46530 47038 12953 * After reviewing its database, HHS updated the number of requests pending at the start of the Fiscal Year for the following components: ACF, CMS, FDA, IHS, NIH, and OS.
V.B.(1). DISPOSITION OF FOIA REQUESTS -- ALL PROCESSED REQUESTS
Agency / Component Number of Full Grants Number of Partial Grants / Partial Denials Number of Full Denials Based on Exemptions Number of Full Denials Based on Reasons Other than Exemptions No Records All Records Referred to Another Component or Agency Request Withdrawn Fee-Related Reason Records not Reasonably Described Improper FOIA Request for Other Reason Not Agency Record Duplicate Request Other *Explain in Chart Below TOTAL ACF 26 44 0 87 7 10 0 2 1 27 4 1 209 ACL 3 2 0 8 17 5 0 2 56 4 0 0 97 CDC 341 769 23 323 37 105 36 32 288 26 61 7 2048 CMS 5557 3283 6284 3421 28 891 1857 217 4346 721 2268 21 28894 FDA 7809 82 109 395 37 1386 53 12 52 20 139 50 10144 HRSA 43 44 8 44 9 17 15 52 27 16 27 37 339 IHS 42 79 3 32 0 42 0 0 2 6 1 3 210 NIH 558 505 15 200 0 210 8 44 57 20 82 0 1699 OIG 38 319 71 377 33 169 0 3 12 24 11 0 1057 OS 187 409 35 180 372 656 0 35 46 140 39 1 2100 SAMHSA 5 82 0 60 0 48 0 4 14 1 27 0 241 AGENCY OVERALL 14609 5618 6548 5127 540 3539 1969 403 4901 1005 2659 120 47038 V.B.(2). DISPOSITION OF FOIA REQUESTS -- "OTHER" REASONS FOR "FULL DENIALS BASED ON REASONS OTHER THAN EXEMPTIONS"
Agency / Component Description of "Other" Reasons for Denials from Chart B(1) Number of Times "Other" Reason Was Relied Upon TOTAL ACF Litigation 1 1 ACL N/A 0 0 CDC Litigation 7 7 CMS Unable to Locate or Contact Requester 21 21 FDA Directed Requester to Another Entity Subject to the FOIA 5 50 Unable to Locate or Contact Requester 45 HRSA Aggregate cases 34 37 Directed requester to another entity subject to the FOIA 1 Directed Requester to Publicly Available Information 2 IHS Directed Requester to Publicly Available Information 3 3 NIH N/A 0 0 OIG N/A 0 0 OS Directed Requester to Publicly Available Information 1 1 SAMHSA N/A 0 0 AGENCY OVERALL 120 V.B.(3). DISPOSITION OF FOIA REQUESTS -- NUMBER OF TIMES EXEMPTIONS APPLIED
Agency / Component Ex. 1 Ex. 2 Ex. 3 Ex. 4 Ex. 5 Ex. 6 Ex. 7(A) Ex. 7(B) Ex. 7(C) Ex. 7(D) Ex. 7(E) Ex. 7(F) Ex. 8 Ex. 9 ACF 0 0 1 13 8 41 0 0 8 0 2 1 0 0 ACL 0 0 0 0 1 1 0 0 0 0 0 0 0 0 CDC 1 5 65 300 454 623 8 0 17 3 3 1 0 1 CMS 0 2 49 631 41 7831 2 80 827 15 5 1 0 0 FDA 0 2 45 116 35 12 51 0 5 1 3 0 0 0 HRSA 0 0 11 20 7 33 1 0 1 0 1 1 0 0 IHS 0 0 4 18 9 53 0 0 4 0 0 0 0 0 NIH 0 0 13 361 60 494 1 0 11 0 1 0 0 0 OIG 0 1 41 88 173 371 53 1 214 0 101 167 0 0 OS 1 7 11 157 207 373 21 0 95 1 25 1 0 0 SAMHSA 0 0 0 79 1 76 0 0 0 0 0 0 0 0 AGENCY OVERALL 2 17 240 1783 996 9908 137 81 1182 20 141 172 0 1 VI.A. ADMINISTRATIVE APPEALS OF INITIAL DETERMINATIONS OF FOIA REQUESTS -- RECEIVED, PROCESSED, AND PENDING ADMINISTRATIVE APPEALS
Agency / Component Number of Appeals
Pending as of Start
of Fiscal YearNumber of
Appeals Received
in Fiscal YearNumber of
Appeals Processed
in Fiscal YearNumber of Appeals
Pending as of End
of Fiscal YearCMS 149 29 50 128 FDA 35 150 131 54 OS 432 287 230 489 AGENCY OVERALL 616 466 411 671 * After reviewing their databases, CMS and FDA adjusted the number of appeals pending as of the start of the Fiscal Year.
VI.B. DISPOSITION OF ADMINISTRATIVE APPEALS -- ALL PROCESSED APPEALS
Agency / Component Number Affirmed on Appeal Number Partially Affirmed & Partially Reversed/Remanded on Appeal Number Completely Reversed/Remanded on Appeal Number of Appeals Closed for Other Reasons TOTAL CMS 1 0 1 48 50 FDA 47 2 10 72 131 OS 56 11 55 108 230 AGENCY OVERALL 104 13 66 228 411 VI.C.(1). REASONS FOR DENIAL ON APPEAL -- NUMBER OF TIMES EXEMPTIONS APPLIED
Agency / Component Ex. 1 Ex. 2 Ex. 3 Ex. 4 Ex. 5 Ex. 6 Ex. 7(A) Ex. 7(B) Ex. 7(C) Ex. 7(D) Ex. 7(E) Ex. 7(F) Ex. 8 Ex. 9 CMS 0 0 0 6 2 18 0 1 5 0 0 0 0 0 FDA 0 0 4 8 4 8 2 0 2 1 0 0 0 0 OS 0 0 5 11 14 20 2 0 6 0 0 0 0 0 AGENCY OVERALL 0 0 9 25 20 46 4 1 13 1 0 0 0 0 VI.C.(2). REASONS FOR DENIAL ON APPEAL -- REASONS OTHER THAN EXEMPTIONS
Agency / Component No Records Records Referred at Initial Request Level Request Withdrawn Fee-Related Reason Records not Reasonably Described Improper Request for Other Reasons Not Agency Record Duplicate Request or Appeal Request in Litigation Appeal Based Solely on Denial of Request for Expedited Processing Other *Explain in chart below CMS 4 0 28 0 0 4 1 0 1 1 8 FDA 21 0 42 1 0 0 0 0 7 24 36 OS 19 0 30 1 1 1 1 16 14 4 66 AGENCY OVERALL 44 0 100 2 1 5 2 16 22 29 110 VI.C.(3). REASONS FOR DENIAL ON APPEAL -- "OTHER" REASONS
Agency / Component Description of "Other" Reasons for Denial on Appeal from Chart C(2) Number of Times "Other" Reason Was Relied Upon TOTAL CMS Unable to Locate or Contact Requester 8 8 FDA No Component Response to Adjudicate 26 36 Moot 10 OS Moot 28 66 Untimely 4 No component response to adjudicate 14 Improper appeal 2 Agency Performed Adequate Search 17 Unable to Locate or Contact Requester 1 AGENCY OVERALL 110 VI.C.(4). RESPONSE TIME FOR ADMINISTRATIVE APPEALS
Agency / Component Median Number of Days Average Number of Days Lowest Number of Days Highest Number of Days CMS 794 827 15 2655 FDA 71 91 1 377 OS 201 445.3 <1 1933 AGENCY OVERALL 231.63 378.97 <1 2655 VI.C.(5). TEN OLDEST PENDING ADMINISTRATIVE APPEALS
Agency / Component 10th Oldest Appeal 9th 8th 7th 6th 5th 4th 3rd 2nd Oldest Appeal CMS Date of Appeal 2015-06-23 2015-06-18 2015-04-03 2014-11-05 2014-07-16 2014-03-06 2014-03-06 2014-03-06 2012-04-15 2011-12-07 Number of Days Pending 2069 2072 2125 2226 2304 2396 2396 2396 2869 2958 FDA Date of Appeal 2023-01-03 2022-12-22 2022-10-31 2022-10-11 2022-10-11 2022-09-13 2022-09-07 2022-08-30 2022-08-01 2021-12-02 Number of Days Pending 187 193 229 243 243 262 266 271 292 457 OS Date of Appeal 2018-01-16 2018-01-04 2018-01-03 2017-12-18 2017-11-29 2017-10-31 2017-09-22 2017-06-21 2017-06-21 2015-12-10 Number of Days Pending 1428 1435 1436 1446 1459 1478 1504 1569 1569 1952 AGENCY OVERALL Date of Appeal 2015-06-23 2015-06-18 2015-04-03 2014-11-05 2014-07-16 2014-03-06 2014-03-06 2014-03-06 2012-04-15 2011-12-07 Number of Days Pending 2069 2072 2125 2226 2304 2396 2396 2396 2869 2958 VII.A. FOIA REQUESTS -- RESPONSE TIME FOR ALL PROCESSED PERFECTED REQUESTS
Agency / Component SIMPLE COMPLEX EXPEDITED PROCESSING Median Number of Days Average Number of Days Lowest Number of Days Highest Number of Days Median Number of Days Average Number of Days Lowest Number of Days Highest Number of Days Median Number of Days Average Number of Days Lowest Number of Days Highest Number of Days ACF 654 654 17 1291 92 288.07 <1 2210 740 740 740 740 ACL 11 5 <1 163 12 56 2 316 N/A N/A N/A N/A CDC 8 12.14 <1 94 32 69.76 <1 756 194 218.25 <1 794 CMS 12 12 <1 1049 9 34 <1 1890 187 457 16 1407 FDA 9 23 1 913 55 193 1 2378 650 611 18 866 HRSA 4 10 <1 38 20 54 <1 408 10 10 10 10 IHS 6 8 1 31 138 280 3 1480 28 28 14 41 NIH 17 54.27 <1 1301 123 231.96 <1 1540 795 795 751 839 OIG 2 5 1 60 39 76 1 441 N/A N/A N/A N/A OS 1 20.38 <1 1502 358.5 530.65 <1 2208 730.5 962.93 456 1841 SAMHSA 25 143 <1 1425 230 293 1 1549 N/A N/A N/A N/A AGENCY OVERALL 10.35 21.13 <1 1502 42.51 97.21 <1 2378 345.35 424.89 <1 1841 VII.B. PROCESSED REQUESTS -- RESPONSE TIME FOR PERFECTED REQUESTS IN WHICH INFORMATION WAS GRANTED
Agency / Component SIMPLE COMPLEX EXPEDITED PROCESSING Median Number of Days Average Number of Days Lowest Number of Days Highest Number of Days Median Number of Days Average Number of Days Lowest Number of Days Highest Number of Days Median Number of Days Average Number of Days Lowest Number of Days Highest Number of Days ACF N/A N/A N/A N/A 147 371.33 1 2210 740 740 740 740 ACL 12 36 <1 316 N/A N/A N/A N/A N/A N/A N/A N/A CDC 11 16.06 <1 94 44 84.29 <1 689 200.5 239.13 2 794 CMS 15 15 <1 1049 18 54 <1 1890 52 311 16 1407 FDA 9 19 1 913 65 188 1 2378 593 531 18 866 HRSA 14 14 14 14 84 106 <1 408 N/A N/A N/A N/A IHS 7 8 1 31 84 227 6 1480 14 14 14 14 NIH 21 56.13 <1 632 104 187.61 6 1540 839 839 839 839 OIG 7 10 1 60 48 88 21 441 N/A N/A N/A N/A OS 11 28.34 <1 272 333.5 473.78 1 2036 724 785.6 456 1400 SAMHSA 67 67 67 67 229 248 11 1140 N/A N/A N/A N/A AGENCY OVERALL 11.77 21.3 <1 1049 51.79 116.86 <1 2378 249.16 320.85 2 1407 VII.C. PROCESSED SIMPLE REQUESTS -- RESPONSE TIME IN DAY INCREMENTS
Agency / Component <1-20
Days21-40
Days41-60
Days61-80
Days81-100 Days 101-120 Days 121-140 Days 141-160 Days 161-180 Days 181-200 Days 201-300 Days 301-400 Days 401+
DaysTOTAL ACF 1 0 0 0 0 0 0 0 0 0 0 0 1 2 ACL 30 2 0 0 0 0 0 0 1 0 0 0 0 33 CDC 195 28 8 4 2 0 0 0 0 0 0 0 0 237 CMS 4826 87 34 4 0 0 0 0 0 0 0 0 1 4952 FDA 4848 526 121 46 48 34 13 12 11 24 116 14 33 5846 HRSA 7 1 0 0 0 0 0 0 0 0 0 0 0 8 IHS 62 3 0 0 0 0 0 0 0 0 0 0 0 65 NIH 782 223 73 45 30 22 19 13 8 14 34 27 39 1329 OIG 916 5 3 0 0 0 0 0 0 0 0 0 0 924 OS 267 2 2 4 1 1 0 1 0 0 3 1 4 286 SAMHSA 31 5 4 4 0 0 0 2 1 1 3 4 8 63 AGENCY OVERALL 11965 882 245 107 81 57 32 28 21 39 156 46 86 13745 VII.C. PROCESSED COMPLEX REQUESTS -- RESPONSE TIME IN DAY INCREMENTS
Agency / Component <1-20
Days21-40
Days41-60
Days61-80
Days81-100 Days 101-120 Days 121-140 Days 141-160 Days 161-180 Days 181-200 Days 201-300 Days 301-400 Days 401+
DaysTOTAL ACF 66 15 11 7 7 6 5 7 2 5 12 18 42 203 ACL 4 1 0 0 0 0 0 0 0 0 0 0 1 6 CDC 533 301 139 94 57 51 42 18 32 17 83 48 16 1431 CMS 15595 1183 611 368 252 174 131 136 115 76 256 141 318 19356 FDA 1240 581 344 166 141 157 107 91 79 60 330 193 685 4174 HRSA 128 28 21 13 10 7 11 8 5 4 15 0 1 251 IHS 15 20 11 11 10 1 3 1 0 2 9 11 47 141 NIH 28 32 27 18 15 11 10 16 8 10 21 16 55 267 OIG 2 57 21 10 2 3 2 5 1 2 9 3 1 118 OS 459 97 39 32 18 22 23 22 11 24 77 60 834 1718 SAMHSA 10 9 9 11 7 10 0 4 5 5 28 28 34 160 AGENCY OVERALL 18080 2324 1233 730 519 442 334 308 258 205 840 518 2034 27825 VII.C. PROCESSED REQUESTS GRANTED EXPEDITED PROCESSING -- RESPONSE TIME IN DAY INCREMENTS
Agency / Component <1-20
Days21-40
Days41-60
Days61-80
Days81-100 Days 101-120 Days 121-140 Days 141-160 Days 161-180 Days 181-200 Days 201-300 Days 301-400 Days 401+
DaysTOTAL ACF 0 0 0 0 0 0 0 0 0 0 0 0 1 1 ACL 0 0 0 0 0 0 0 0 0 0 0 0 0 0 CDC 9 5 4 3 1 3 1 1 2 4 11 8 8 60 CMS 1 3 5 1 0 0 0 1 0 1 1 1 9 23 FDA 2 0 0 0 0 0 0 0 0 0 0 0 21 23 HRSA 1 0 0 0 0 0 0 0 0 0 0 0 0 1 IHS 1 0 1 0 0 0 0 0 0 0 0 0 0 2 NIH 0 0 0 0 0 0 0 0 0 0 0 0 2 2 OIG 0 0 0 0 0 0 0 0 0 0 0 0 0 0 OS 0 0 0 0 0 0 0 0 0 0 0 0 14 14 SAMHSA 0 0 0 0 0 0 0 0 0 0 0 0 0 0 AGENCY OVERALL 14 8 10 4 1 3 1 2 2 5 12 9 55 126 VII.D. PENDING REQUESTS -- ALL PENDING PERFECTED REQUESTS
Agency / Component SIMPLE COMPLEX EXPEDITED PROCESSING Number Pending Median Number of Days Average Number of Days Number Pending Median Number of Days Average Number of Days Number Pending Median Number of Days Average Number of Days ACF 17 1065 848.47 917 788 739.52 8 606 622.25 ACL 8 89 203 35 437 409 0 N/A N/A CDC 20 22 42.65 274 41 82.7 6 241.5 286.67 CMS 174 8 41 3051 110 243 37 888 948 FDA 471 82 197 4195 308 413 40 855 826 HRSA 3 57 49 196 93 108 0 N/A N/A IHS 0 N/A N/A 89 313 411 0 N/A N/A NIH 576 245 311 301 372 384 10 873.5 852 OIG 14 2 53 24 39 132 0 N/A N/A OS 32 328 288.47 2062 659 696.6 37 876 866.62 SAMHSA 1 103 103 158 142 184 0 N/A N/A AGENCY OVERALL 1316 160.48 232.66 11302 346.58 427.45 138 829.71 836.22 VII.E. PENDING REQUESTS -- TEN OLDEST PENDING PERFECTED REQUESTS
Agency / Component 10th Oldest Request 9th 8th 7th 6th 5th 4th 3rd 2nd Oldest Request ACF Date of Receipt 2017-11-13 2017-11-13 2017-11-03 2017-11-01 2017-08-25 2017-08-25 2017-08-25 2017-08-24 2017-08-03 2014-05-08 Number of Days Pending 1470 1470 1475 1477 1523 1523 1523 1524 1539 2351 ACL Date of Receipt 2021-04-26 2021-01-29 2021-01-05 2020-12-15 2020-10-15 2020-09-04 2020-08-12 2020-04-14 2020-03-12 2019-01-18 Number of Days Pending 609 669 685 697 738 765 782 866 889 1175 CDC Date of Receipt 2022-05-26 2022-05-12 2022-05-06 2022-04-28 2022-03-23 2022-01-14 2021-09-15 2021-02-04 2020-07-13 2020-06-29 Number of Days Pending 337 347 351 357 383 429 511 665 804 813 CMS Date of Receipt 2017-08-02 2017-07-31 2017-06-16 2017-06-07 2017-04-17 2017-04-11 2017-04-04 2017-03-29 2017-02-13 2017-02-08 Number of Days Pending 1540 1542 1572 1579 1615 1619 1624 1628 1659 1662 FDA Date of Receipt 2015-06-04 2015-06-01 2015-04-20 2015-04-16 2015-04-13 2015-03-27 2015-02-13 2015-02-03 2015-01-22 2014-05-09 Number of Days Pending 2082 2085 2114 2116 2119 2130 2159 2167 2175 2350 HRSA Date of Receipt 2022-09-21 2022-09-14 2022-08-30 2022-08-23 2022-07-18 2022-07-13 2022-07-11 2022-06-10 2021-04-05 2018-12-16 Number of Days Pending 257 262 272 277 303 306 308 327 624 1196 IHS Date of Receipt 2020-01-07 2019-10-14 2019-07-02 2019-06-05 2019-05-28 2019-04-19 2019-04-19 2019-04-19 2019-04-16 2018-11-02 Number of Days Pending 934 989 1061 1080 1086 1112 1112 1112 1115 1225 NIH Date of Receipt 2019-03-13 2019-02-26 2018-10-29 2018-10-29 2018-10-04 2018-06-27 2018-04-03 2018-02-21 2017-11-13 2017-03-23 Number of Days Pending 1139 1150 1229 1229 1245 1314 1374 1403 1470 1632 OIG Date of Receipt 2023-03-07 2023-02-07 2023-01-31 2023-01-18 2023-01-04 2022-12-21 2022-10-19 2022-10-04 2022-10-01 2022-08-10 Number of Days Pending 145 164 169 178 187 195 238 248 249 286 OS Date of Receipt 2017-02-01 2017-01-31 2016-12-07 2016-12-02 2016-11-15 2016-10-13 2016-08-15 2016-07-21 2016-07-13 2016-03-22 Number of Days Pending 1667 1668 1703 1706 1718 1740 1781 1798 1804 1883 SAMHSA Date of Receipt 2022-02-17 2021-12-02 2021-11-30 2021-11-15 2021-08-09 2021-07-06 2021-03-17 2020-12-14 2019-12-31 2019-09-09 Number of Days Pending 406 458 460 470 537 561 637 698 938 1014 AGENCY OVERALL Date of Receipt 2015-06-01 2015-04-20 2015-04-16 2015-04-13 2015-03-27 2015-02-13 2015-02-03 2015-01-22 2014-05-09 2014-05-08 Number of Days Pending 2085 2114 2116 2119 2130 2159 2167 2175 2350 2351 VIII.A. REQUESTS FOR EXPEDITED PROCESSING
Agency / Component Number Granted Number Denied Median Number of Days to Adjudicate Average Number of Days to Adjudicate Number Adjudicated Within Ten Calendar Days ACF 3 0 125 132 1 ACL 0 0 N/A N/A 0 CDC 26 166 1 1.87 190 CMS 11 78 6 32 68 FDA 1 507 3 3 506 HRSA 1 16 7 7 12 IHS 2 17 2 4.36 17 NIH 1 45 8.5 9.54 28 OIG 0 2 1 1 2 OS 0 14 15.5 336.07 7 SAMHSA 0 4 82 82 0 AGENCY OVERALL 45 849 4.16 12.08 831 VIII.B. Requests for Fee Waiver
Agency / Component Number Granted Number Denied Median Number of Days to Adjudicate Average Number of Days to Adjudicate ACF 1 0 132 132 ACL 0 0 N/A N/A CDC 11 60 1 1.59 CMS 30 12 4 71 FDA 0 0 N/A N/A HRSA 24 13 3 6 IHS 33 33 1 1 NIH 14 15 96 95.93 OIG 0 4 2 2 OS 5 7 478 560.66 SAMHSA 0 0 N/A N/A AGENCY OVERALL 118 144 34.27 49.43 IX. FOIA Personnel and Costs
Agency / Component PERSONNEL COSTS Number of "Full-Time FOIA Employees" Number of "Equivalent Full-Time FOIA Employees" Total Number of "Full-Time FOIA Staff" Processing Costs Litigation-Related Costs Total Costs ACF 11 10.00 21.00 $941,215.00 $137,084.00 $1,078,299.00 ACL 0 1.00 1.00 $119,319.00 $0.00 $119,319.00 CDC 24 1.00 25.00 $3,840,640.00 $43,970.00 $3,884,610.00 CMS 34 34.00 68.00 $8,773,059.02 $502,566.00 $9,275,625.02 FDA 169 10.00 179.00 $5,200,000.00 $2,350,000.00 $7,550,000.00 HRSA 5 0.00 5.00 $555,054.00 $0.00 $555,054.00 IHS 2 0.00 2.00 $227,698.00 $0.00 $227,698.00 NIH 49 2.00 51.00 $5,992,715.60 $52,963.25 $6,045,678.85 OIG 3 2.00 5.00 $765,203.00 $8,823.00 $774,026.00 OS 29 9.00 38.00 $5,502,626.00 $4,371,164.70 $9,873,790.70 SAMHSA 1 0.20 1.20 $316,500.00 $0.00 $316,500.00 AGENCY OVERALL 327 69.20 396.20 $32,234,029.62 $7,466,570.95 $39,700,600.57 X. Fees Collected for Processing Requests
Agency / Component Total Amount of Fees Collected Percentage of Total Costs ACF $0.00 0.0000% ACL $0.00 0.0000% CDC $27,267.03 0.7100% CMS $169,636.37 1.9300% FDA $566,907.00 10.9000% HRSA $0.00 0.0000% IHS $0.00 0.0000% NIH $12,856.08 0.2100% OIG $7,521.00 0.9800% OS $0.00 0.0000% SAMHSA $0.00 0.0000% AGENCY OVERALL $784,187.48 2.4300% XI.A. Number of Times Subsection (C) Used
Agency / Component Number of Times Subsection Used ACF 0 ACL 0 CDC 0 CMS 0 FDA 0 HRSA 0 IHS 0 NIH 0 OIG 0 OS 0 SAMHSA 0 AGENCY OVERALL 0 XI.B. Number of Subsection (A)(2) Postings
Agency / Component Number of Records Posted by the FOIA Office Number of Records Posted by Program Offices ACF 51 0 ACL 0 0 CDC 0 0 CMS 4 199 FDA 1000 20000 HRSA 0 0 IHS 5 0 NIH 0 0 OIG 0 136 OS 16 1321 SAMHSA 0 0 AGENCY OVERALL 1076 21656 XII.A. Backlogs of FOIA Requests and Administrative Appeals
Agency / Component Number of Backlogged Requests as of End of Fiscal Year Number of Backlogged Appeals as of End of Fiscal Year ACF 913 N/A ACL 43 N/A CDC 186 N/A CMS 2479 124 FDA 4349 44 HRSA 167 N/A IHS 74 N/A NIH 807 N/A OIG 33 N/A OS 2066 472 SAMHSA 139 N/A AGENCY OVERALL 11256 640 XII.B. CONSULTATIONS ON FOIA REQUESTS -- RECEIVED, PROCESSED, AND PENDING CONSULTATIONS
Agency / Component Number of Consultations Received from Other Agencies that were Pending at the Agency as of Start
of the Fiscal YearNumber of
Consultations Received from Other Agencies During the Fiscal YearNumber of Consultations Received from Other Agencies that were Processed by the Agency During the Fiscal Year Number of Consultations Received from Other Agencies that were Pending at the Agency as of End
of the Fiscal YearACF 5 21 22 4 ACL 0 0 0 0 CDC 15 61 51 25 CMS 3 2 3 2 FDA 0 68 67 1 HRSA 0 9 8 1 IHS 0 6 6 0 NIH 27 47 35 39 OIG 0 66 65 1 OS 65 105 93 77 SAMHSA 0 0 0 0 AGENCY OVERALL 115 385 350 150 * After reviewing its database, HHS adjusted the number of consults pending as of the start of the Fiscal Year for the following components: CMS and NIH.
XII.C. CONSULTATIONS ON FOIA REQUESTS -- TEN OLDEST CONSULTATIONS RECEIVED FROM OTHER AGENCIES AND PENDING AT THE AGENCY
Agency / Component 10th Oldest Consultation 9th 8th 7th 6th 5th 4th 3rd 2nd Oldest Consultation ACF Date N/A N/A N/A N/A N/A N/A 2023-06-06 2022-10-13 2022-10-12 2020-05-04 Number of Days 0 0 0 0 0 0 81 242 243 857 ACL Date N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A Number of Days 0 0 0 0 0 0 0 0 0 0 CDC Date 2022-05-27 2022-05-04 2022-01-04 2021-09-29 2021-09-23 2021-07-16 2020-06-10 2020-06-10 2020-06-02 2020-03-27 Number of Days 336 353 437 501 505 553 826 826 832 878 CMS Date N/A N/A N/A N/A N/A N/A N/A N/A 2023-03-28 2022-11-22 Number of Days 0 0 0 0 0 0 0 0 130 215 FDA Date N/A N/A N/A N/A N/A N/A N/A N/A N/A 2023-09-22 Number of Days 0 0 0 0 0 0 0 0 0 6 HRSA Date N/A N/A N/A N/A N/A N/A N/A N/A N/A 2023-09-26 Number of Days 0 0 0 0 0 0 0 0 0 4 IHS Date N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A Number of Days 0 0 0 0 0 0 0 0 0 0 NIH Date 2022-04-08 2022-04-06 2022-04-04 2022-04-04 2022-04-01 2022-02-22 2022-01-19 2022-01-11 2022-01-10 2021-10-22 Number of Days 371 373 375 375 376 404 427 432 433 485 OIG Date N/A N/A N/A N/A N/A N/A N/A N/A N/A 2023-09-05 Number of Days 0 0 0 0 0 0 0 0 0 19 OS Date 2020-01-31 2020-01-23 2019-12-10 2019-10-25 2019-10-16 2019-10-10 2019-09-23 2019-06-14 2019-05-03 2019-04-17 Number of Days 917 923 951 981 988 991 1004 1073 1102 1114 SAMHSA Date N/A N/A N/A N/A N/A N/A N/A N/A N/A N/A Number of Days 0 0 0 0 0 0 0 0 0 0 AGENCY OVERALL Date 2020-01-31 2020-01-23 2019-12-10 2019-10-25 2019-10-16 2019-10-10 2019-09-23 2019-06-14 2019-05-03 2019-04-17 Number of Days 917 923 951 981 988 991 1004 1073 1102 1114 XII.D.(1). COMPARISON OF NUMBERS OF REQUESTS FROM PREVIOUS AND CURRENT ANNUAL REPORT -- REQUESTS RECEIVED AND PROCESSED
Agency / Component NUMBER OF REQUESTS RECEIVED NUMBER OF REQUESTS PROCESSED Number Received During Fiscal Year from Last Year's Annual Report Number Received During Fiscal Year from Current Annual Report Number Processed During Fiscal Year from Last Year's Annual Report Number Processed During Fiscal Year from Current Annual Report ACF 276 321 120 209 ACL 88 140 64 97 CDC 2400 1951 2481 2048 CMS 20289 28579 19674 28894 FDA 9333 10447 9035 10144 HRSA 383 466 362 339 IHS 135 180 161 210 NIH 1988 1716 1751 1699 OIG 1812 1077 1808 1057 OS 1592 1432 1684 2100 SAMHSA 166 221 101 241 AGENCY OVERALL 38462 46530 37241 47038 XII.D.(2). COMPARISON OF NUMBERS OF REQUESTS FROM PREVIOUS AND CURRENT ANNUAL REPORT -- BACKLOGGED REQUESTS
Agency / Component Number of Backlogged Requests as of End of the Fiscal Year from Previous Annual Report Number of Backlogged Requests as of End of the Fiscal Year from Current Annual Report ACF 876 913 ACL 36 43 CDC 257 186 CMS 2126 2479 FDA 4188 4349 HRSA 48 167 IHS 114 74 NIH 776 807 OIG 13 33 OS 2714 2066 SAMHSA 172 139 AGENCY OVERALL 11320 11256 XII.E.(1). COMPARISON OF NUMBERS OF ADMINISTRATIVE APPEALS FROM PREVIOUS AND CURRENT ANNUAL REPORT -- APPEALS RECEIVED AND PROCESSED
Agency / Component NUMBER OF APPEALS RECEIVED NUMBER OF APPEALS PROCESSED Number Received During Fiscal Year from Last Year's Annual Report Number Received During Fiscal Year from Current Annual Report Number Processed During Fiscal Year from Last Year's Annual Report Number Processed During Fiscal Year from Current Annual Report CMS 36 29 93 50 FDA 116 150 113 131 OS 288 287 272 230 AGENCY OVERALL 440 466 478 411 XII.E.(2). COMPARISON OF NUMBERS OF ADMINISTRATIVE APPEALS FROM PREVIOUS AND CURRENT ANNUAL REPORT -- BACKLOGGED APPEALS
Agency / Component Number of Backlogged Appeals as of End of the Fiscal Year from Previous Annual Report Number of Backlogged Appeals as of End of the Fiscal Year from Current Annual Report CMS 145 124 FDA 29 44 OS 407 472 AGENCY OVERALL 581 640