FOIA Annual Report Workbook2015-11-20FOIA Annual ReportHHSDepartment of Health and Human ServicesOSOffice of the SecretaryACFAdministration for Children and FamiliesACLAdministration for Community LivingCDCCenter for Disease Control and PreventionCMSCenters for Medicare and Medicaid ServicesFDAFood and Drug AdministrationHRSAHealth Resources and Services AdministrationIHSIndian Health ServiceNIHNational Institutes of HealthOIGOffice of the Inspector GeneralOASHOffice of the Assistant Secretary for HealthSAMHSASubstance Abuse and Mental Health Services Adminstration20155 U.S.C. app. § 107(a) (Ethics in Government Act of 1978)Financial disclosure information pertaining to certain government employeesMeyerhoff v. EPA, 958 F.2d 1498, 1500-02 (9th Cir. 1992); Seife v. NIH, 874 F. Supp. 2nd 248, 254 (S.D.N.Y. 2012); Concepcion v. FBI, 606 F. Supp. 2d 14, 33 (D.D.C. 2009), renewed motion for summary judgment granted in part on other grounds, 699 F. Supp. 2d 106 (D.D.C. 2010); Glascoe v. DoJ, No. 04-0486, 2005 WL 1139269, at *1 (D.D.C. May 15, 2005).41 USC. § 253b(m)(1) (currently at 41 U.S.C. § 4702)Contractor proposals that are in the possession or control of an executive agency and that have not been set forth or incorporated by reference into contractsSinkfield v. HUD, No. 10-885, 2012 U.S. Dist. LEXIS 35233, at *13-15 (S.D. Ohio Mar. 15, 2012); Margolin v. NASA, No. 09-CV-00421, 2011 WL 1303221, at *6 (D. Nev. Mar. 31, 2011); Hornbostel v. U.S. Dep't of the Interior, 305 F. Supp. 2d 21, 30 (D.D.C. 2003), summary affirmance granted, No. 03-5257, 2004 WL 1900562 (D.C. Cir. Aug. 25, 2004).42 U.S.C. § 262a(h)Bioterrorism-related information42 U.S.C. § 11137 (b)Adverse reports of a health care practitioner's conduct reported to the National Practitoner Database41 U.S.C. § 2102 (amending 41 U.S.C. § 423(a)(1))* (Procurement Integrity Act)Contractor bid or proposal information; source selection informationLegal & Safety Employer Research, Inc. v. U.S. Dep't of the Army, No. Civ. S001748, 2001 WL 34098652, at *3-4 (E.D. Cal. May 4, 2001) (dictum).42 U.S.C. § 247d-6b(d)National stockpile information - technical data or scientific information that is created or obtained during the countermeasure and product advanced research and development21 U.S.C. § 331(j) (Food, Drug, and Cosmetic Act)Certain information "concerning any method or process which as a trade secret is entitled to protection."Anderson v. HHS, 907 F.2d 936, 950-51 (10th Cir. 1990).21 U.S.C. § 350d(a)(5)Food facility registration information42 U.S.C. § 300aa-12(d)(4)(A) (National Childhood Vaccine Injury Act of 1986)"Except as provided in subparagraph (B), Information submitted to a special master or the court in a proceeding on a petition [for compensation under the National Vaccine Injury Compensation Program]… without the express written consent of the person who submitted the information"Long v. DOJ, 778 F. Supp. 2d 222, 234 (N.D.N.Y. 2011).5 U.S.C. § 574(j)- Administrative Dispute Resolutions ActConfidential communications with agency Ombudsman (3rd party neutral)15 U.S.C. § 3710a© (Federal Technology Transfer Act)"Trade secrets or commercial or financial, under the meaning of section 552(b)(4) of Title 5, which is obtained in the conduct of research or as a result of activities under this chapter," which pertains to cooperative research and development agreements for the purpose of technological and industrial innovationPublic. Citizen Health Researach Group v. NIH, 209 F. supp. 2d 37, 43, 51 (D.D.C. 2002); DeLorme Pub. Col, Inc., v. NOAA, 917 F. Supp.867, 873-72 (D. Me. 1996), appeal dismissed per stipulation, No. 96-1601 (1st Cir. July 8, 1996).42 USC § 1306cMaster Death File records5 U.S.C. app. 3 § (7)(b)Names of employees who provide information or complaints to the Inspector GeneralFed. R. Crim. P. 6(e), enacted by Act of July 30,
1977, Pub. L. No. 95-78,
91 Stat. 319Certain records pertaining to grand jury proceedingsSussman v. USMS, 494 F.3d 1106, 1113 (D.C. Cir. 2007); Fund for Constitutional Gov't v. Nat'l Archives & Records Serv., 656 F.2d 856, 867-68 (D.C. Cir. 1981); Durham v. U.S. Atty. Gen., No. 06-843, 2008 WL 620744, at *2 (E.D. Tex. Mar. 3, 2008); Cozen O'Connor v. U.S. Dep't of Treasury, 570 F. Supp. 2d
749, 776 (E.D. Pa. 2008).2212164411111411214141114441411133112233111111113141071111327277285011005220111106851020943762471726566281533130289699581014527099237941952201491303984127312688934127613046120357423545117517749978543085451867684Due to data entry delays in reporting the correct ending / beginning pending case counts, the following changes are reported for the HHS components:ACF reported 763 at the end of FY 2014, 772 at the beginning of FY 2015;ACL reported 2 at the end of FY 2014, 0 at the beginning of FY 2015;CDC reported 691 at the end of FY 2014, 685 at the beginning of FY 2015;10125541NoRecords95Referred493Withdrawn20NotDescribed5ImproperRequest14NotAgency70Duplicate1911132117980NoRecords13Referred20Withdrawn13NotDescribed5ImproperRequest5NotAgency20Duplicate1511006501120422228NoRecords139Referred58Withdrawn217FeeRelated13NotDescribed13ImproperRequest17NotAgency22Duplicate10943830940115691NoRecords4477Referred253Withdrawn1501FeeRelated398NotDescribed567ImproperRequest801NotAgency561Duplicate409Other1175281538037107159NoRecords432Referred30Withdrawn1146FeeRelated46NotDescribed29ImproperRequest43Duplicate116101458615411NoRecords65Referred36Withdrawn34NotDescribed4ImproperRequest5NotAgency8Duplicate1641929234NoRecords13Referred10Withdrawn40ImproperRequest8NotAgency1Duplicate21307971538NoRecords115Referred28Withdrawn121FeeRelated1NotDescribed11ImproperRequest13NotAgency17Duplicate41268266225148NoRecords110Referred46Withdrawn303FeeRelated4NotDescribed3ImproperRequest91NotAgency85Duplicate23130417712893NoRecords9Referred3Withdrawn10ImproperRequest1NotAgency242335679NoRecords35Referred2Withdrawn5NotDescribed2ImproperRequest1NotAgency18Duplicate31771825861486192NoRecords5503Referred979Withdrawn3410FeeRelated462NotDescribed639ImproperRequest999NotAgency804Duplicate617Other117545186Duplicate request closed after resolving system operating deficiencies.117511751175Ex. 11Ex. 21Ex. 33Ex. 470Ex. 5155Ex. 6211Ex. 7(A)17Ex. 7(B)3Ex. 7(C)117Ex. 7(E)1Ex. 438Ex. 53Ex. 6672Ex. 7(C)15Ex. 7(E)3Ex. 7(F)15Ex. 43Ex. 51Ex. 64Ex. 21Ex. 324Ex. 482Ex. 538Ex. 6182Ex. 7(A)18Ex. 7(B)11Ex. 7(C)13Ex. 7(E)4Ex. 7(F)1Ex. 344Ex. 4228Ex. 553Ex. 67177Ex. 7(A)10Ex. 7(B)11Ex. 7(C)1076Ex. 7(D)208Ex. 7(E)32Ex. 342Ex. 4135Ex. 517Ex. 624Ex. 7(A)95Ex. 7(C)8Ex. 7(D)3Ex. 7(E)2Ex. 39Ex. 4117Ex. 529Ex. 611Ex. 7(A)1Ex. 7(C)1Ex. 7(D)1Ex. 7(F)4Ex. 21Ex. 48Ex. 513Ex. 616Ex. 7(C)1Ex. 37Ex. 429Ex. 537Ex. 64Ex. 7(A)18Ex. 7(C)6Ex. 27Ex. 312Ex. 433Ex. 5301Ex. 6145Ex. 7(A)2Ex. 7(B)176Ex. 7(C)1Ex. 7(D)13Ex. 7(E)1Ex. 32Ex. 456Ex. 552Ex. 6103Ex. 7(A)2Ex. 7(C)42Ex. 7(E)12Ex. 7(F)12Ex. 461Ex. 55Ex. 670Ex. 7(A)1Ex. 11Ex. 210Ex. 3143Ex. 4860Ex. 5704Ex. 68619Ex. 7(A)164Ex. 7(B)201Ex. 7(C)1280Ex. 7(D)225Ex. 7(E)55Ex. 7(F)3218319619018924311692267426312282456Due to data entry delays in reporting the correct ending / beginning pending appeal counts, the following changes are reported for the HHS components: OS reported 175 at the end of FY 2014, 183 at the beginning of FY 2015, and CMS reported 245 at the end of FY 2014, 243 at the beginning of FY 2015.6425497190011909264265187282Ex. 21Ex. 35Ex. 413Ex. 514Ex. 632Ex. 7(C)20Ex. 31Ex. 43Ex. 54Ex. 638Ex. 7(C)11Ex. 7(E)1Ex. 21Ex. 36Ex. 416Ex. 518Ex. 670Ex. 7(C)31Ex. 7(E)1NoRecords2Referred7Withdrawn74ImproperRequest3NotAgency1Duplicate2InLitigation5ExpeditedDenial3Referred2Withdrawn83ImproperRequest1Duplicate3NoRecords2Referred9Withdrawn157ImproperRequest4NotAgency1Duplicate5InLitigation5ExpeditedDenial3N/A00N/A000392531127464684889996342.05385.59LT119112009-11-2014662010-06-0713322010-07-0613122010-07-0613122011-01-1111832011-04-2811092011-05-0911022011-05-1610972011-06-2110722011-07-1810542011-06-0110862011-06-2410692011-11-189682011-12-099542012-04-118702012-04-238632012-05-298382012-06-198232012-07-048122012-07-307952009-11-2014662010-06-0713322010-07-0613122010-07-0613122011-01-1111832011-04-2811092011-05-0911022011-05-1610972011-06-0110862011-06-211072LT13.3LT137133211.6822139570.570.5657627781791631431765101323022333139033101.39LT1122522159.52LT1133459.585.7628810101191227311109161189LT1594518120072186115838628628628622567LT169512121212101556045657026611131783763198417171024141202128128766.6513143.3819212766351429611061502915.1LT1122538103.24LT11583298315.6528621012.03LT137118.5187.3221395656565652376LT1791651321765188523022333139057130.75LT11225113233.48LT113345277.75622818161134329411079119148LT1471518120073187115838628628628622529LT169512121212101552945657026613151784163298410101010271202942128778123436921276637142454851487916.95LT1122543114.62LT11583367382.7328621-2066821-401841-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+06861-2039721-408641-60961-801181-10020101-12047121-14097141-160118161-180109181-20017201-30017301-4003401+69371-20421-40541-60061-80081-1002101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+0111-2018521-405241-603561-802981-10016101-12021121-14010141-16011161-18013181-20011201-30021301-40018401+344561-201709821-406241-605961-802281-1001101-1201121-1401141-1600161-1800181-2001201-3000301-4000401+0172451-20524921-4055941-6017861-809681-10050101-12060121-14046141-16028161-18044181-20028201-3000301-4000401+063381-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-202121-402341-601961-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+0631-2078721-4017641-602161-80681-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+09901-2076221-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+07621-202321-4019341-60161-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+02171-205921-40241-60561-80381-1002101-1202121-1402141-1600161-1800181-2000201-3005301-4000401+1811-202525321-40117641-6032761-8016781-10091101-120131121-140156141-160157161-180166181-20057201-30043301-40021401+41277861-20021-404341-605061-804881-10026101-12024121-14027141-16016161-18015181-2008201-30056301-40031401+624061-205321-401341-60761-801081-1002101-1201121-1407141-16022161-1807181-2002201-3004301-4005401+171501-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-2021121-403941-601661-801581-10011101-12013121-1408141-1606161-1807181-2003201-30021301-40012401+754371-20420321-40295841-6050761-8028181-100198101-120163121-140111141-160124161-180124181-200105201-300432301-400382401+421100091-2097521-4043141-6022561-8013281-100132101-12079121-14062141-160160161-18076181-200141201-300481301-400316401+52537351-2018621-409641-601361-801581-10010101-12010121-14013141-1605161-1809181-2002201-30015301-40016401+93991-20021-40041-60061-80681-10020101-12010121-1402141-1606161-1806181-2002201-3007301-4000401+0591-206221-407041-603661-803081-10014101-1206121-1405141-1606161-1804181-2005201-30010301-4003401+12521-2021221-4015641-603261-801881-10011101-1209121-1405141-1601161-1802181-2001201-3001301-4000401+04481-20021-40141-609461-803581-10026101-12012121-1404141-1604161-18010181-2004201-3009301-4006401+02051-201321-402041-601361-801281-1004101-1205121-1405141-1602161-1800181-2003201-3008301-4002401+6931-20591521-40382741-6099361-8060281-100454101-120332121-140249141-160352161-180260181-200276201-3001044301-400773401+1116161931-20021-40041-60061-80281-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+021-20221-40141-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+031-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20421-40341-60361-80281-1002101-1201121-1400141-1600161-1801181-2003201-3001301-4000401+0201-20421-40241-60161-80281-1001101-1202121-1400141-1602161-1802181-2004201-3009301-4002401+4351-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+111-20121-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+011-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20121-40141-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+021-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000201-3000301-4000401+001-20021-40041-60061-80081-1000101-1200121-1400141-1600161-1800181-2000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