Medicare-Medicaid Coordination Office Financial Alignment Initiative (FAI): Evaluations
Guidance for evaluation and reports of the state model demonstrations.
Final
Issued by: Centers for Medicare & Medicaid Services (CMS)
Issue Date: April 21, 2020
SPOTLIGHT & RELEASES
12/20/2023: CMS released the Third Brief Evaluation Report for the New York Integrated Appeals and Grievances demonstration, the Third Evaluation Reports for the Rhode Island (RI) & South Carolina (SC) capitated model demonstration, & the Preliminary Third Evaluation Report for the Texas (TX) capitated model demonstration, under the Medicare-Medicaid Financial Alignment Initiative along with associated Findings At-A-Glance for RI, SC, & TX. More information is available below. |
12/15/2023: CMS released the Beneficiary Experience Research Results for the Integrated Appeals and Grievances Demonstration in New York (10/01/2022). More information is available below. |
10/05/2023: CMS released Evaluation & Cost Savings Reports, with associated Findings at a Glance, for model demonstrations in New York, Ohio, & Washington under the Medicare-Medicaid Financial Alignment Initiative. More information is available below. |
All demonstrations will be rigorously evaluated on their ability to improve quality and reduce costs. The Centers for Medicare & Medicaid Services (CMS) has contracted with an external evaluator, RTI International, to lead the evaluation of each individual demonstration. While each state-level evaluation may evolve over time, the documents below show the evaluation strategies for approved demonstrations and for the overall initiative.
State-specific Evaluation Reports
California
- Third (Preliminary) Evaluation Report for the California capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (04/12/2023)
- Second (Preliminary) Evaluation Report for the California capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (09/15/2021)
- First Evaluation Report for the California capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (11/29/2018)
Colorado
Illinois
- Third (Preliminary) Evaluation Report for the Illinois capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (04/12/2023)
- Second Evaluation Report for the Illinois capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (09/15/2021)
- First Evaluation Report for the Illinois capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (11/29/2018)
Massachusetts
- Fifth (Preliminary) Evaluation Report for the Massachusetts capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (04/12/2023)
- Fourth (Preliminary) Evaluation Report from the Massachusetts capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (09/15/2021)
- Third Evaluation Report from the Massachusetts capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (05/24/2019)
- Second Evaluation Report from the Massachusetts capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (05/24/2019)
- First Annual Report for the Massachusetts capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (10/20/2017)
Michigan
- Second Evaluation Report for the Michigan capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (03/08/2022)
- First Evaluation Report for the Michigan capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (09/24/2019)
Minnesota
- Third Evaluation Report for the Minnesota Demonstration to Align Administrative Functions for Improvements in Beneficiary Experience (07/07/2021)
- Second Evaluation Report for the Minnesota Demonstration to Align Administrative Functions for Improvements in Beneficiary Experience (11/29/2018)
- First Evaluation Report for the Minnesota Demonstration to Align Administrative Functions for Improvements in Beneficiary Experience (10/20/2017)
New York
- Third Evaluation Report for the New York Fully Integrated Duals Advantage - Intellectual and Developmental Disabilities (NY FIDA-IDD) Demonstration under the Medicare-Medicaid Financial Alignment Initiative (08/09/2023)
- Second Brief Evaluation Report for the New York Integrated Appeals and Grievances Demonstration (04/12/2023)
- Combined First and Second Evaluation Report for the New York Fully Integrated Duals Advantage - Intellectual and Developmental Disabilities (NY FIDA-IDD) Demonstration under the Medicare-Medicaid Financial Alignment Initiative (06/01/2022)
- First Brief Evaluation Report for the New York Integrated Appeals and Grievances Demonstration (03/08/2022)
- Combined Second and Third Evaluation Report for the New York Fully Integrated Duals Advantage (FIDA) capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (07/07/2021)
- First Evaluation Report for the New York Fully Integrated Duals Advantage (FIDA) capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (09/24/2019)
Ohio
- Third Evaluation Report for the Ohio capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (10/05/2023)
- Second Evaluation Report for the Ohio capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (03/08/2022)
- First Evaluation Report for the Ohio capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (11/29/2018)
Rhode Island
- Third Evaluation Report for the Rhode Island capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (12/20/2023)
- Beneficiary Experience Research Results for the Integrated Care Initiative Demonstration in Rhode Island (10/01/2022) (PDF)
- Combined First and Second Evaluation Report for the Rhode Island capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (01/11/2022)
South Carolina
- Third Evaluation Report for the South Carolina capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (12/20/2023)
- Second Evaluation Report for the South Carolina capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (01/11/2022)
- First Evaluation Report for the South Carolina capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (09/24/2019)
Virginia
Texas
- Preliminary Third Evaluation Report for the Texas capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (12/20/2023)
- Preliminary Second Evaluation Report for the Texas capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (06/01/2022)
- First Evaluation Report for the Texas capitated model demonstration under the Medicare-Medicaid Financial Alignment Initiative (05/24/2019)
Washington
- Demonstration Year 7 Preliminary Medicare Cost Savings Report for the Washington managed fee-for-service model demonstration under the Medicare-Medicaid Financial Alignment Initiative (04/12/2023)
- Fifth Evaluation Report for the Washington managed fee-for-service model demonstration under the Medicare-Medicaid Financial Alignment Initiative (01/11/2022)
- Fourth Evaluation Report for the Washington managed fee-for-service model demonstration under the Medicare-Medicaid Financial Alignment Initiative (07/07/2021)
- Third Evaluation Report for the Washington managed fee-for-service model demonstration under the Medicare-Medicaid Financial Alignment Initiative (09/24/2019)
- Second Evaluation Report for the Washington managed fee-for-service model demonstration under the Medicare-Medicaid Financial Alignment Initiative (11/29/2018)
- First Evaluation Report for the Washington managed fee-for-service model demonstration under the Medicare-Medicaid Financial Alignment Initiative (10/20/2017)
Managed fee-for-service Model Actuarial Reports
Colorado
- Concluding Demonstration Year 2 and Demonstration Year 3 Medicare Cost Savings Report for the Colorado managed fee-for-service model demonstration under the Medicare-Medicaid Financial Alignment Initiative (07/07/2021)
- Demonstration Year 1 Final and Demonstration Year 2 Preliminary Medicare Cost Savings Report for the Colorado managed fee-for-service model demonstration under the Medicare-Medicaid Financial Alignment Initiative (05/24/2019)
- Demonstration Year 1 Preliminary Medicare Cost Savings Report for the Colorado managed fee-for-service model demonstration under the Medicare-Medicaid Financial Alignment Initiative (10/20/2017)
Washington
- Final Demonstration Year 7 and Preliminary Demonstration Year 8 Medicare Cost Savings Report for the Washington managed fee-for-service model demonstration under the Medicare-Medicaid Financial Alignment Initiative (10/05/2023)
- Demonstration Year 5 Final and Demonstration Year 6 Preliminary Medicare Cost Savings Report for the Washington managed fee-for-service model demonstration under the Medicare-Medicaid Financial Alignment Initiative (09/15/2021)
- Demonstration Year 4 Final and Demonstration Year 5 Preliminary Medicare Cost Savings Report for the Washington managed fee-for-service model demonstration under the Medicare-Medicaid Financial Alignment Initiative (07/07/2021)
- Demonstration Year 3 Final and Demonstration Year 4 Preliminary Medicare Cost Savings Report for the Washington managed fee-for-service model demonstration under the Medicare-Medicaid Financial Alignment Initiative (09/24/2019)
- Demonstration Year 2 Final and Demonstration Year 3 Preliminary Medicare Cost Savings Report for the Washington managed fee-for-service model demonstration under the Medicare-Medicaid Financial Alignment Initiative (11/16/2018)
- Demonstration Year 1 Final and Demonstration Year 2 Preliminary Medicare Cost Savings Report for the Washington managed fee-for-service model demonstration under the Medicare-Medicaid Financial Alignment Initiative (07/28/2017)
Aggregate Evaluation Reports
- Addressing Social Determinants of Health in Demonstrations Under the Financial Alignment Initiative (07/07/2021)
- Beneficiary Experience: Early Findings from Focus Groups with Enrollees Participating in the Financial Alignment Initiative (03/21/2017)
- Early Findings on Care Coordination in capitated Medicare-Medicaid Plans under the Financial Alignment Initiative (03/21/2017)
- Special Populations Enrolled in Demonstrations under the Financial Alignment Initiative (03/21/2017)
- Report on Early Implementation of the Demonstrations under the Medicare-Medicaid Financial Alignment Initiative (01/21/2016)
Aggregate Evaluation Plan
State-specific Evaluation Design Plans
- California Evaluation Design Plan (PDF)
- Colorado Evaluation Design Plan (PDF)
- Illinois Evaluation Design Plan (PDF)
- Massachusetts Evaluation Design Plan (PDF)
- Michigan Evaluation Design Plan (PDF)
- Minnesota Evaluation Design Plan (PDF)
- New York FIDA Evaluation Design Plan (PDF)
- New York FIDA IDD Evaluation Design Plan (PDF)
- Ohio Evaluation Design Plan (PDF)
- Rhode Island Evaluation Design Plan (PDF)
- South Carolina Evaluation Design Plan (PDF)
- Texas Evaluation Design Plan (PDF)
- Virginia Evaluation Design Plan (PDF)
- Washington Managed Fee-for-Service Evaluation Design Plan (PDF)
Want regular email updates? Sign up by visiting this link.
We’re always looking for ways to improve the experience and usability of our webpages. If you’ve Feedback or issues to report, please contact us at MMCOWeb@cms.hhs.gov.
HHS is committed to making its websites and documents accessible to the widest possible audience, including individuals with disabilities. We are in the process of retroactively making some documents accessible. If you need assistance accessing an accessible version of this document, please reach out to the guidance@hhs.gov.
DISCLAIMER: The contents of this database lack the force and effect of law, except as authorized by law (including Medicare Advantage Rate Announcements and Advance Notices) or as specifically incorporated into a contract. The Department may not cite, use, or rely on any guidance that is not posted on the guidance repository, except to establish historical facts.