HHS Pandemic Influenza Implementation Plan
CHAPTER 8: STATE, LOCAL, AND TRIBAL PREPAREDNESS
Introduction
Preparedness at the State, local, and tribal levels is critical to the
country's ability to respond to and recover from an influenza pandemic because
it is at these levels that the most direct response will be implemented. For
pandemic influenza preparedness to be effective, it must be a multifaceted
effort engaging both traditional public health and health care partners,
including mental and behavioral health, and other sector partners and
stakeholders such as the business community, public safety and law enforcement,
emergency management, education, transportation, social services, mental health
and substance abuse services, utilities, and Community-Based Organizations
(CBOs) and Faith-Based Organizations (FBOs). The duration, scope, and scale of
a pandemic will tax infrastructure and mutual-aid agreements with and across
most, if not all, jurisdictions and sectors. One of HHS' roles with respect to
State, local, and tribal preparedness is providing advice and recommendations
on a number of specific topics such as surveillance, public health
interventions, vaccine, antiviral drugs, and communications. These topics are
covered for the most part in chapters 17 in this document. This chapter
addresses the cross-cutting preparedness issue of HHS provision of assistance
in strengthening State, local, and tribal preparedness for pandemic influenza.
In the event of an influenza pandemic, States, localities, and tribes
must be prepared to respond principally with their existing resources because
the ability to shift resources from one part of the country or from a
neighboring State to another (as is commonly done for other types of
emergencies), will be substantially limited given the widespread scope of a
pandemic event. Additionally, deployable Federal personnel assets, namely the
National Disaster Medical System (NDMS) and the USPHS Commissioned Corps, will
be in short supply due to illness, widespread demand for assistance, and the
increased need for these personnel in their primary assignments.
To date, much of the planning for population-based, health-related
emergencies has occurred within the public health and health care sectors by
HHS and through Federal grants and cooperative agreements to States,
Territories, and selected cities. Priority public health issues include
detection of a novel virus and the necessary surveillance to track its course,
implementation of community containment measures, distribution of antiviral
drugs and vaccine to priority groups, coordination and delivery of messages
through credible spokespersons, psychosocial support for diverse populations,
and development of provisions for vulnerable and difficult to access
populations. While guidelines, recommendations, and some resources will emanate
from Federal Agencies, requisite action must be implemented at the State,
local, and tribal levels for effective preparedness and response.
State, local, and tribal efforts to implement the detection,
surveillance, response, communications, and evaluation measures discussed in
the preceding paragraph will require use of information systems to support the
activities. A critical part of State, local, and tribal preparedness is the use
of information systems that adhere to standards that are interoperable across
jurisdictions and across sectors. Information-systems standards also will
facilitate aggregation of relevant data and information at the Federal level.
Relevant requirements and standards for preparedness systems have been
developed in consultation with State, local, and tribal partners for the PHIN
and are required for use in information systems developed with funds
distributed through the Public Health Emergency Preparedness Cooperative
Agreement.
Health care preparedness has been a major concern because most hospitals
currently have limited capacity to absorb increases in patient load. Increases
in patient load concomitant with reduced staffing pose an even greater
challenge. The outpatient health care sector will be a critical part of the
pandemic response as the majority of ill persons will not require hospital
care. If the outpatient sector is overwhelmed, hospitals will be under greater
pressure, and may thus compromise the ability to effectively triage those
requiring acute and advanced medical care services. In addition, certain
outpatient care settings serve especially vulnerable persons who, if unable to
receive care, will additionally burden hospitals (and in the case of dialysis
patients, for example, hospitals may be unable to provide adequate care).
Therefore, planning must address maintaining continuity of services for
medically fragile persons and emerging acute-care needs amongst the general
population.
A key State-level initiative for identifying health personnel to meet
increased patient care needs is the development of a State-based system for the
advance-registration and credential verification of volunteers who may be used
to augment the staff of a hospital or other health care facility. Development
of these State-level systems is being supported through the Emergency System
for Advance Registration of Volunteer Health Professionals (ESAR-VHP) program.
The Medical Reserve Corps (MRC), which establishes teams of local volunteer
medical and public health professionals who can contribute their skills during
times of community need, may be another source of staffing.
Also, a severe influenza pandemic would very likely affect critical
infrastructure beyond the obvious impact on the health care system. As a result
of absenteeism due to illness, and potentially compounded by public health
measures such as school closures or shelter in place ("snow days"), substantial
disruption of critical services may occur. This is especially true given the
current system of "just-in-time" delivery of medical supplies and equipment.
Inventories are already limited and a disruption of only a few days in delivery
of goods could result in shortages of essential supplies such as food, fuel,
hospital supplies, and pharmacy supplies. In addition, the ability to
consistently supply utilities such as water, gas, and electricity may be
compromised, resulting in spot shortages.
Therefore, identifying strategies to mitigate the consequences of
absenteeism, of social distancing measures, and potentially even of border
closures are an important aspect of preparedness. While contingency and
continuity-of-business plans have been developed for many large businesses and
utility companies, they have not been developed for a scenario of this
magnitude and thus must be reworked to reflect a different set of
assumptions.
Civil disturbances or a breakdown in public order may occur in
situations where the health care system is overwhelmed, countermeasures such as
vaccine and antiviral drugs are in limited supply, and shortages of basic
necessities due to supply chain disruptions are occurring. State, local, and
tribal law enforcement and public safety personnel will play an important role
in providing public safety and security during an influenza pandemic. Their
role will be proportional to the severity of the pandemic.
Role of HHS in State, Local, and Tribal
Preparedness
The HHS role in State, local, and tribal pandemic influenza preparedness
is to provide technical assistance and guidance to State, local, and tribal
public health and other leadership in their efforts to prevent, prepare for,
protect against, and respond to an influenza pandemic.
HHS responsibilities include, but are not limited to
- Providing guidance documents to jurisdictions outlining goals,
objectives, and performance measures for pandemic influenza preparedness
activities
- Providing recommendations on the essential components of an adequate
jurisdictional pandemic influenza preparedness plan
- Providing subject-matter technical assistance in troubleshooting
problematic areas of the jurisdiction's plan, systems, or infrastructure to
prepare for or respond to an influenza pandemic
- Ranking (or proposed ranking, because HHS priorities are not the last
word) priority groups for vaccine distribution
- Holding forums at the Federal level involving stakeholders across
disciplines and organizations in which issues related to State, local, and
tribal pandemic influenza preparedness can be discussed
- Developing and testing tools (e.g., functional exercises, drills) for
use at the State, local, and tribal levels
- Dispersing Congressionally appropriated pandemic influenza
preparedness funds to State, local, and tribal jurisdictions
- Providing disease surveillance data to the States before and during
an influenza pandemic
Specific Assumptions and Planning Considerations for State,
Local,
and Tribal Preparedness
- Leadership from Governors, mayors, and tribal leaders is
critical to pandemic influenza preparedness. It ensures coordination,
completion, and exercising of jurisdiction-wide plans.
- The well-being, health, and safety of the U.S. population
requires community-based action as well as regional coordination for effective
preparedness and intervention efforts and should include all government
entities, including public health, health care, mental health and substance
abuse, animal health, law enforcement, social services, business, and essential
services.
- There will be limited Federal personnel assets available for
deployment to any one jurisdiction.
- Hospitals and other health care settings are currently
unprepared to respond to increases in patient load of the magnitude anticipated
in a moderate or severe pandemic.
- If the outpatient health care capacity is overwhelmed, the
burden placed on hospitals will surge.
- The number of health care workers will be reduced due to
illness or absenteeism while they care for ill family members.
- If health care capacity is seriously exceeded, or misconstrued
to be so, public anxiety will increase. The incidence of stress-induced
symptoms and disruptive or risky behaviors may increase.
- Of individuals in severely disaster-affected communities,
2530 percent require intensive psychosocial support, as will 510
percent of individuals in moderately affected communities. The affect of
pandemic influenza is unknown.
- The HHS Secretary will consider granting waivers and
implementing other flexibilities and accommodations in order to support State,
local, and tribal preparedness with respect to publicly funded health insurance
programs (e.g., Medicaid, State Children's Health Insurance Program
(SCHIP)).
- The implementation of community containment measures will
result in disruption of a variety of services.
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HHS Actions and Expectations
Pillar One: Preparedness and Communication
Many activities must be undertaken at all levels of State, local, and
tribal government and society to ensure preparedness for pandemic influenza.
The role of HHS with respect to State, local, and tribal planning is primarily
to provide funding to facilitate planning; to provide guidance to assist
planners; and to facilitate coordination at the State, local, and tribal levels
by coordinating at the national level.
The following Pillar One activities where State and local jurisdictions
play a role, but the HSC actions are covered in detail in other chapters
include Chapter 3, Public Health Interventions, (HSC 5.1.4.3, 9.1.2.1 and
9.1.3.1); Chapter 4, Federal Medical Response (HSC 6.1.2.4); Chapter 5,
Vaccines (HSC 6.1.13.9, 6.1.14.1, and 6.1.14.2); Chapter 6, Antivirals (HSC
6.1.6.1, 6.1.9.2, 6.1.13.9, 6.1.14.1, and 6.1.14.2); and Chapter 7,
Communications (HSC 6.1.3.2, 6.1.3.3, and 6.1.12.1).
Planning for a Pandemic
- Action (HSC 4.1.4.3): HHS will work with DOS to ensure that adequate
guidance is provided to Federal, State, tribal and local authorities regarding
the inviolability of diplomatic personnel and facilities and will with such
authorities and DOS to develop methods of obtaining voluntary cooperation from
the foreign diplomatic community within the U.S. consistent with U.S.
Government treaty obligations. (Also see chapter 3, Pillar One [HSC 4.1.4.3].)
- Timeframe: Within 6 months.
- Measure of Performance: Briefing materials and an action plan in
place for engaging with relevant federal, state, tribal and local authorities.
- Step 1: Disseminate to States briefing materials that explain the
privileges and immunities of diplomatic personnel.
- Step 2: Disseminate to States briefing materials that explain the
process for obtaining voluntary cooperation from the diplomatic community in
the case of quarantine, isolation, or related issue.
- Step 3: If requested, serve as an intermediary or support for the
State in working with DOS to obtain voluntary cooperation.
- Action (HSC 5.1.2.1): HHS will work with DHS and in coordination with
DOT and USDA, to review existing grants or Federal funding that could be used
to support transportation and border-related pandemic planning. (Also see
Chapter 3, Public Health Interventions.)
- Timeframe: Within 4 months.
- Measure of Performance: All State, local, and tribal governments
are in receipt of, or have access to, guidance for grant applications.
- Step 1: Provide technical assistance to DHS as needed.
- Step 2: Determine annually whether any grant programs can be used
to support transportation and/or border-related pandemic planning.
- Step 3: Develop and publish "allowable cost" matrices. These
charts will be provided in HHS and DHS guidance.
- Step 4: Post the guidance's and developed "allowable cost"
matrices on agency Web sites, as well as disseminate through other established
channels.
- Action (HSC 5.1.2.2): Under the leadership of DOT and in coordination
with DHS and transportation stakeholders, HHS will support a series of forums
with governors and mayors to discuss transportation and border challenges that
may occur in a pandemic, share approaches, and develop a planning strategy to
ensure a coordinated national response. (Also see chapter 3, Pillar One [HSC
5.1.2.2].)
- Timeframe: Within 12 months.
- Measure of Performance: Strategy for coordinated transportation
and border planning is developed and forums are initiated.
- Step 1: Work with DOT and DHS and relevant associations to
schedule forums.
- Step 2: Provide technical assistance to DOT and DHS.
- Action (HSC 5.1.2.3): In coordination with USDA and transportation
stakeholders, HHS will assist DOT and DHS, develop planning guidance and
materials for State, local, and tribal governments, including scenarios that
highlight transportation and border challenges and responses to overcome those
challenges, and an overview of transportation roles and responsibilities under
the NRP. (Also see chapter 3, Pillar One [HSC 5.1.2.3] and Pillar Two [HSC
5.2.2.1, 5.2.4.6, and 5.2.4.8].)
- Timeframe: Within 12 months.
- Measure of Performance: State, local, and tribal governments have
received or have access to tailored guidance and planning materials.
- Step 1: Provide technical assistance to DOT and DHS as
needed.
- Step 2: Post guidance to HRSA and CDC Web sites that deal with
pandemic influenza.
- Step 3: As applicable, incorporate this information into funding
guidance or send as attachments.
- Action (HSC 5.1.3.1): In coordination with DOT and USDA, HHS will
support DHS in conducting tabletop discussions and other outreach with private
sector transportation and border entities to provide background on the scope of
a pandemic, to assess current preparedness, and jointly develop a planning
guide. (Also see chapter 3, Pillar One [HSC 5.1.3.1].)
- Timeframe: Within 8 months.
- Measure of Performance: Private sector transportation and border
entities have coordinated Federal guidance to support pandemic planning,
including a planning guide that addresses unique border and transportation
challenges by mode.
- Step 1: Provide technical assistance to DHS as needed.
- Action (HSC 5.1.3.2): HHS will work with DHS and in coordination with
DOT, DOC, Treasury and USDA, and with the private sector to identify strategies
to minimize the economic consequences and potential shortages of essential
goods (e.g., food, fuel, medical supplies) and services during a pandemic.
- Timeframe: Within 12 months.
- Measure of Performance: The private sector has strategies that
can be incorporated into contingency plans to mitigate consequences of
potential shortages of essential goods and services.
- Step 1: Determine which HHS Operational Division (OPDIV)
representation is essential to the workgroup and invite members to attend and
participate.
- Step 2: All HHS OPDIVs will, to the extent possible, share this
information to all relevant grant and cooperative agreement programs and key
stakeholders through various avenues that include listservs, Web sites, program
letters, grantee/awardee meetings, and conference calls.
- Action (HSC 6.1.1.1): HHS will work with other partners in the
Federal Government and State, local and tribal governments to define and test
actions and priorities required to prepare for and respond to a pandemic.
- Timeframe: Within 6 months.
- Measure of Performance: Completion and communication of national,
Departmental, State, local and tribal pandemic influenza response plans;
actions and priorities defined and tested.
- Step 1: Set expectation that State, local, and tribal governments
will coordinate their pandemic plans with businesses, education sector
(including private and public K12, colleges and universities, and
daycare/preschool), and community and faith-based organizations.
- Step 2: Provide technical assistance as requested by State,
local, and tribal governments to complete jurisdictional pandemic influenza
response plans. Monitor public health and health care emergency preparedness
cooperative agreement recipients' completion of pandemic influenza response
plans. Communicate the national and HHS pandemic influenza plans to the
cooperative agreement recipients to increase understanding by the awardees and
help ensure that all plans are complementary to one another.
- Step 3: Assist in defining pandemic influenza priorities,
capabilities, and performance measures.
- Step 4: Report the percentage of States with plans that address
the pandemic influenza priorities. Take corrective action with those States
that do not do so.
- Step 5: Develop a planning guide to assist Indian Health Service
(IHS) and tribal health care facilities with planning.
- Step 6: Set the expectation in emergency preparedness cooperative
agreements and grants that at least one exercise per year will be an exercise
conducted jointly between HHS- and DHS-funded responders.
- Step 7: Provide technical assistance toward assessing gaps, and
planning to address gaps, between preparedness information systems and
information system capabilities required to be PHIN compatible and to support
pandemic flu.
- Step 8: Set the expectation in relevant grant and cooperative
agreement guidance documents that PHIN-compatible information systems will be
available and used routinely to support public health activities that detect,
respond to, and evaluate pandemic influenza and other urgent public health
events.
- Step 9: Disseminate draft technical guidance entitled "Public
Health Workbook to Define, Locate, and Reach Special, Vulnerable, and At-Risk
Populations in an Emergency" (http://www.bt.cdc.gov/workbook).
- Action (HSC 6.1.1.2): HHS, in coordination with DHS, will review and
approve State pandemic influenza plans to supplement and support DHS State
Homeland Security Strategies to ensure that Federal homeland security grants,
training, exercises, technical and other forms of assistance are applied to a
common set of priorities, capabilities, and performance benchmarks, in
conformance with the National Preparedness Goal.
- Timeframe: Within 12 months.
- Measure of Performance: Definition of priorities, capabilities,
and performance benchmarks; percentage of States with plans that address
priorities, identify capabilities and meet benchmarks.
- Step 1: Participate in the review of DHS State Homeland Security
Strategies to ensure consistency among Federal Departments.
- Step 2: Project officers will routinely communicate on issues
related to pandemic influenza through the established Interagency Advisory
Committee. This group will serve as a forum to update agencies on issues and
policies related to pandemic influenza and other Federal activities.
- Step 3: The Interagency Advisory Committee will solicit project
officers, senior leaders, and policymakers from DHS and HHS to define
priorities, capabilities, and performance benchmarks related to pandemic
influenza in conformance with the National Preparedness Goal.
- Step 4: HHS and DHS will set the expectation in their respective
emergency preparedness cooperative agreements and grants that at least one
exercise per year will be an exercise conducted jointly between HHS and DHS
funded responders.
- Action (HSC 6.1.1.3): HHS will assist DHS and work in coordination
with DOJ, DOT, and DOD in DHS preparations to provide emergency response
element training (e.g., incident management, triage, security, and
communications) and exercise assistance upon request of State, local, and
tribal communities and public health entities.
- Timeframe: Within 6 months.
- Measure of Performance: Percentage of requests for training and
assistance fulfilled.
- Step 1: Review current training efforts to ensure consistency and
coordination, and to reduce the creation of multiple training products. Focus
training efforts on the behaviors to be performed differently.
- Step 2: Provide technical assistance to DHS as needed.
- Step 3: Inform DHS of HHS trainings.
- Action (No HSC action): HHS will provide guidance to integrate
population-based behavioral countermeasures into Federal, tribal and local
communication campaigns and message mapping strategies and cross-sector
exercise planning and testing to anticipate behavioral responses and impacts on
continuity of critical sector-specific operations under varying conditions of
medical countermeasure supply and pandemic severity. (Also see Chapter 7,
Communications.)
- Timeframe: 12 months.
- Measure of Performance: Guidance on assisting vulnerable
populations during an influenza pandemic completed and disseminated.
- Step 1: Work with partners to create and disseminate guidance and
technical assistance about specific vulnerable populations (e.g., people with
chronic mental and/or substance use disorders); this guidance will also be used
to assist States and other partners to include elements about psychosocial
factors in exercise planning.
- Step 2: Work with partners to create and disseminate clearly
articulated statement of objectives for use of behavioral countermeasures
tailored for specific populations under varying conditions of medical
countermeasure supply and pandemic severity.
- Action (HSC 6.1.2.3): HHS, in coordination with DHS, DOT, DOD, and
VA, will work with State, local and tribal governments and leverage Emergency
Management Assistance Compact agreements to develop protocols for distribution
of critical medical materiel (e.g., ventilators) in times of medical emergency.
- Timeframe: Within 6 months.
- Measure of Performance: Critical medical material distribution
protocols completed and tested.
- Step 1: HHS OPDIVs will provide technical assistance to States
and to IHS and tribal health care facilities as needed.
- Action (HSC 6.1.2.5): HHS will package and offer to the States and
Territories the core operating components of an ESAR-VHP system; and encourage
all States, and tribal entities to implement the ESAR-VHP program by providing
technical assistance and orientations at State and territory request to
implement and operate Federal guideline (ESAR-VHP) compliant systems.
- Timeframe: Offer ESAR-VHP system within 6 months; Provide
technical assistance and orientations upon request within twelve months.
- Measure of Performance: Guidance and technical assistance, as
requested, provided to States to implement ESAR-VHP capability, compliant with
federal guidelines, in all States and U.S. territories.
- Step 1: Support the development of the core operating components
of an ESAR-VHP system.
- Step 2: Deploy the ESAR-VHP core operating components to as many
States (including the District of Columbia) and U.S. Territories as
possible.
- Step 3: Provide technical assistance to States, the District of
Columbia, and U.S. Territories on the implementation and operation of these
systems.
- Action (HSC 6.1.2.6): HHS, in coordination with the USA Freedom Corps
and Citizen Corps programs, will continue to work with States and local
communities to expand the Medical Reserve Corps program.
- Timeframe: Expansion of program by 20 percent within 12 months.
- Measure of Performance: Increase number of Medical Reserve Corps
units by 20 percent, from 350 to 420 units.
- Step 1: Develop outreach and technical assistance strategies and
work plans.
- Step 2: Develop communications materials.
- Step 3: Conduct activities in keeping with these plans at the
regional and national levels.
- Step 4: The MRC Program will develop guidance to allow a subset
of MRC members to volunteer for Federal deployment. This subset will be
identified as the Public Health Service Auxiliary. The MRC program will develop
and implement procedures for the U.S. Public Health Service (USPHS)Auxiliary
volunteers to be preidentified, precredentialed, trained in appropriate
disaster response issues, and preprocessed through the HHS process for unpaid
intermittent Federal employees. The September 2007 goal will be to enroll 3,000
MRC members in the USPHS Auxiliary.
- Action (HSC 6.1.2.7): HHS, in coordination with DHS, DOD, VA, and the
USA Freedom Corps and Citizen Corps programs, will prepare guidance for local
Medical Reserve Corps coordinators describing the role of the Medical Reserve
Corps during a pandemic. (Also see chapter 7, Pillar One [HSC 6.1.2.7].)
- Timeframe: Within 3 months.
- Measure of Performance: Guidance materials developed and
published on Medical Reserve Corps website (http://www.medicalreservecorps.gov).
- Step 1: Develop guidance based on existing documents (from HHS
agencies and others), and with input from MRC regional coordinators and local
MRC leaders.
- Step 2: Publish materials at
http://www.medicalreservecorps.gov.
- Action (HSC 7.1.1.1): HHS, in coordination with DHS, DOD, and DOI,
and will support USDA in its efforts (in partnership with State and tribal
entities, animal industry groups, and [as appropriate] the animal health
authorities of Canada and Mexico) to establish and exercise animal influenza
response plans.
- Timeframe: Within 6 months.
- Measures of Performance: Plans in place at specified Federal
agencies and exercised in collaboration with states believed to be at highest
risk for an introduction into animals of an influenza virus with human pandemic
potential.
- Step 1: Assist USDA in defining avian influenza preparedness
gaps, priorities, capabilities, and performance benchmarks.
- Step 2: Assist USDA in developing avian influenza planning
guidance documents for IHS and tribal health care facilities.
- Step 3: Set the expectation in emergency preparedness cooperative
agreements and grants that at least one exercise per year will include State
Health and State Wildlife/Agriculture sectors.
- Action (HSC 7.1.2.2): HHS, in coordination with DOD, DHS, and DOI,
will assist USDA in partnering with States and tribal entities to ensure
sufficient veterinary diagnostic laboratory surge capacity for response to an
outbreak of avian or other influenza virus with human pandemic potential.
- Timeframe: Within 6 months.
- Measure of Performance: Plans and necessary agreements to meet
laboratory capacity needs for a worst case scenario influenza outbreak in
animals validated by utilization in exercises detailed in HSC 7.1.1.1.
- Step 1: Provide technical assistance; assist with developing lab
training curriculum and conducting training courses as appropriate.
- Action (HSC 8.1.1.1): HHS is working with DHS to help States ensure
that State pandemic response plans adequately address law enforcement and
public safety preparedness across the range of response actions that may be
implemented, and that these plans are integrated with authorities that may be
exercised by Federal agencies and other State, local and tribal governments.
- Timeframe: Ongoing.
- Measure of Performance: All submitted state plans reviewed within
two months of receipt.
- Step 1: Provide technical assistance to DHS as needed.
- Step 2: Support the Federal-level review of all submitted State
pandemic influenza plans.
- Step 3: Provide technical assistance and monitor their
cooperative agreement recipients' completion of pandemic influenza response
plans.
- Step 4: Communicate the national and HHS pandemic influenza plans
to the cooperative agreement recipients.
- Step 5: Encourage State, local, and tribal planners to ensure
planning partners and stakeholders adequately address preparedness in prisons
and jails as well as law enforcement and public safety.
- Step 6: Monitor projects on pandemic planning activities to
ensure that State pandemic influenza response plans adequately address
preparedness plans for prisons and jails as well as law enforcement and public
safety workplaces.
- Step 7: Provide guidance to IHS and tribal health care facilities
to ensure that pandemic response plans adequately address law enforcement and
public safety preparedness.
- Action (HSC 8.1.1.2): HHS will assist DHS, in coordination with DOJ,
DOL, and DOD in developing a pandemic influenza tabletop exercise for State,
tribal and local law enforcement and public safety officials that they can
conduct in concert with public health and medical partners, and ensuring it is
distributed nationwide.
- Timeframe: Within 4 months.
- Measure of Performance: Percent of State, local and tribal law
enforcement/public safety agencies that have received the pandemic influenza
tabletop exercise.
- Step 1: Provide technical assistance to DHS regarding pandemic
influenza tabletop exercises.
- Step 2: Disseminate the tabletop exercise through various
mechanisms to include Web sites, listservs, grantee conference calls, and
meetings.
- Step 3: Encourage participation of key stakeholders, including
businesses, education sector (private and public K12, colleges and
universities, daycare/preschool), and CBOs and FBOs.
- Action (HSC 8.1.2.7): HHS will, in coordination with DOJ, DOD, DOT,
and other appropriate Federal Sector-Specific Agencies, work with DHS in a
forum for selected Federal, State, local, and tribal personnel to discuss EMS,
fire, emergency management, public works, and other emergency response issues
they will face in a pandemic influenza outbreak and then publish the results in
the form of best practices and model protocols.
- Timeframe: Within 4 months.
- Measure of Performance: Best practices and model protocols
published and distributed.
- Step 1: Provide technical assistance to DHS as needed.
Communicating Expectations and Responsibilities
- Action (HSC 6.1.4.2): HHS, in cooperation with DHS and DOC, will
assist DOT develop model protocols for 911 call centers and public
safety answering points that address the provision of information to the
public, facilitate caller screening, and assist with priority dispatch of
limited emergency medical services. (Also see chapter 7, Pillar One [HSC
6.1.4.2].)
- Timeframe: Within 12 months.
- Measure of Performance: Model protocols developed and
disseminated to 911 call centers and public safety answering
points.
- Step 1: Provide technical assistance regarding infection control
and clinical triage protocols.
Producing and Stockpiling Vaccines, Antiviral
Medications, and Medical Materiel
- Action (HSC 6.1.5.1): HHS will encourage and subsidize the
development of State, territorial, and tribal antiviral stockpiles to support
response activities. (Also see chapter 6, Pillar One [HSC 6.1.5.1].)
- Timeframe: Within 18 months.
- Measure of Performance: State, territorial and tribal stockpiles
established and antiviral medication purchases made toward goal of aggregate 31
million treatment courses.
- Step 1: Encourage States to take advantage of federally
subsidized antiviral purchasing arrangements.
- Step 2: Distribute any guidance on how States can access these
arrangements through multiple sources with the States.
- Step 3: Explore the feasibility of a stockpile of antiviral drugs
for IHS and tribal health care facilities.
- Action (HSC 6.1.6.4): HHS, as well as DOD, VA and the States, will
maintain their antiviral and vaccine stockpiles in a manner consistent with the
requirements of FDA's SLEP, and HHS will explore the possibility of broadening
SLEP to include equivalently maintained state stockpiles. (Also see chapter 6,
Pillar One, Action L [HSC 6.1.6.4].)
- Timeframe: Within 6 months.
- Measure of Performance: Compliance with SLEP requirements
documented; decision made on broadening SLEP to state stockpiles.
- Step 1: FDA, in collaboration with State and local health
authorities, determine whether to extend Shelf Life Extension Program (SLEP) to
State and local stockpiles.
- Step 2: If SLEP is extended to State and local stockpiles,
develop guidance.
- Step 3: Disseminate guidance for compliance with SLEP
requirements.
- Step 4: Disseminate information on SLEP to IHS and tribal health
care facilities.
- Action (HSC 6.1.7.1): HHS, in coordination with DHS, DOJ, VA, and in
collaboration with State, local and tribal partners, will determine the
national medical countermeasure requirements to ensure the sustained
functioning of medical, emergency response, and other front-line organizations.
(Also see chapter 5, Pillar One, Action L [HSC 6.1.7.1].)
- Timeframe: Within 12 months.
- Measure of Performance: More specific definition of sectors and
personnel for priority access to medical countermeasures and quantities needed
to protect those groups; guidance provided to State, local, and tribal
governments and to infrastructure sectors for various scenarios of pandemic
severity and medical countermeasure supply.
- Step 1: Develop guidance to assist local planners, including IHS
and tribal health care facilities, in determining the number of essential
personnel.
- Step 2: Require all applicable grant projects to ensure that
numerically quantified lists of personnel from medical, emergency response, and
other front-line health care organizations that require priority access to
vaccine and antiviral medications are identified.
Establishing Distribution Plans for Medical
Countermeasures, Including Vaccines and Antiviral Medications
- Action (HSC 6.1.13.1): HHS, in coordination with DHS, DOD, VA, and
DOJ, and in collaboration with State, local, and tribal partners and the
private sector, will ensure that States, localities and tribal entities have
developed and tested pandemic influenza countermeasure distribution plans, and
can enact security protocols if necessary, according to predetermined
priorities. (Also see chapter 5, Pillar One, Action P [HSC 6.1.13.1] and
chapter 6, Pillar One, Action Q [HSC 6.1.13.1].)
- Timeframe: Within 12 months.
- Measure of Performance: Ability to activate, deploy, and begin
distributing contents of medical stockpiles in localities as needed established
and validated through exercises.
- Step 1: Work in cooperation with States and other Federal
Agencies to develop and test plans for the allocation, distribution, and
administration of pandemic influenza countermeasures with security protocols
according to predetermined priorities.
- Step 2: Require the incorporation of the pandemic influenza
countermeasure allocation, distribution, and administration plans into
State-level pandemic response plans.
- Step 3: Encourage the development and testing of plans for the
allocation, distribution, and administration of pandemic influenza
countermeasures with security protocols according to predetermined priorities
at the tribal and local levels.
- Step 4: Ensure that PHIN-compatible information systems are
available and used to support allocation, distribution, and administration of
pandemic influenza countermeasures.
- Action (HSC 6.1.13.2): HHS will, in coordination with DOD, VA,
States, and other public sector entities with antiviral drug stockpiles,
coordinate use of assets maintained by different organizations. (Also see
chapter 6, Pillar One, Action G [HSC 6.1.13.2].)
- Timeframe: Within 12 months.
- Measure of Performance: Plans developed for coordinated use of
antiviral stockpiles.
- Step 1: Provide technical assistance on, facilitate the
discussion of, and monitor the development of State, local, and tribal pandemic
influenza plans to ensure the coordinated use of antiviral stockpiles in
coordination with DOD, VA, and other public sector entities with antiviral drug
stockpiles.
- Action (HSC 6.1.13.3): HHS will, in collaboration with state,
territorial, tribal, and local health care delivery partners, develop and
execute strategies to effectively implement target group recommendations.
- Timeframe: Within 12 months.
- Measure of Performance: Guidance on strategies to implement
target group recommendations developed and disseminated to State, local, and
tribal authorities for inclusion in pandemic response plans.
- Step 1: Build upon resource materials already developed to assist
in planning for distribution of countermeasures. Aspects specific to pandemic
influenza, namely the targeting of priority groups, will be addressed
specifically by convening selected State, local, and tribal planners to define
strategies to effectively implement target group recommendations.
- Step 2: Disseminate these strategies to State, local, and tribal
planners, including IHS and tribal health care facilities.
- Step 3: Provide technical assistance on the implementation of
these strategies.
- Action (HSC 6.1.13.4): HHS will, in coordination with DOD, VA, and in
collaboration with State, local and tribal governments and private sector
partners, assist in development and testing of distribution plans for medical
countermeasure stockpiles to ensure antiviral distribution to infected patients
within 48 hours of the onset of symptoms. (Also see chapter 6, Pillar One,
Action O [HSC 6.1.13.4].)
- Timeframe: Within 12 months.
- Measure of Performance: Distribution plans developed and
tested.
- Step 1: Work in cooperation with States and other Federal
Agencies to develop and test distribution plans for medical countermeasure
stockpiles to ensure antiviral distribution to infected patients within 48
hours of the onset of symptoms.
- Step 2: Require the incorporation of the distribution plans for
medical countermeasure stockpiles into State-level pandemic response
plans.
- Step 3: Encourage the development and testing of distribution
plans for medical countermeasure stockpiles at the tribal and local levels.
- Step 4: Provide guidance to IHS and tribal health care facilities
on the development and testing of distribution plans for medical countermeasure
stockpiles.
- (Also see Chapter 6, Antiviral Drugs.)
- Action (HSC 6.1.13.5): HHS will, in coordination with DHS, DOS, DOD,
DOL, VA, and in collaboration with State, local, and tribal governments and
private sector partners, develop plans for the allocation, distribution, and
administration of pre-pandemic vaccine. (Also see chapter 5, Pillar One, Action
O [HSC 6.1.13.5].)
- Timeframe: Within 9 months.
- Measure of Performance: Department plans developed and guidance
disseminated to State, local, and tribal authorities to facilitate development
of pandemic response plans.
- Step 1: Work in cooperation with States and other Federal
Agencies to develop and test plans for the allocation, distribution, and
administration of pre-pandemic vaccine.
- Step 2: Require the incorporation of the plans for the
allocation, distribution, and administration of pre-pandemic vaccine into
State-level pandemic response plans.
- Step 3: Encourage the development and testing of plans for the
allocation, distribution, and administration of pre-pandemic vaccine at the
tribal and local levels.
- (Also see chapter 6.)
- Action (HSC 6.1.13.6): HHS will work in coordination with DHS, State,
local, and tribal officials and other EMS stakeholders , to support DOT
development of suggested EMS pandemic influenza guidelines for statewide
adoption that address: clinical standards, education, treatment protocols,
decontamination procedures, medical direction, scope of practice, legal
parameters and other issues. (Also see chapter 4, Pillar One, Action B [HSC
6.1.2.4].)
- Timeframe: Within 12 months.
- Measure of Performance: Plans developed, tested and incorporated
into Department- and State-level pandemic response plans.
- Step 1: Provide technical expertise to DOT as needed.
- Step 2: Where applicable, disseminate any guidelines that are
developed and encourage the participation of key stakeholders.
- Action (HSC 6.1.13.7): HHS, in coordination with DHS, DOT, DOD, and
VA, will work with State, local, tribal and private sector partners to develop
and test plans to allocate and distribute critical medical material (e.g.,
ventilators with accessories, resuscitator bags, gloves, face masks, gowns) in
a health emergency. (Also see chapter 4, Pillar One, Action F [HSC 6.1.13.7].)
- Timeframe: Within 6 months.
- Measure of Performance: Plans developed, tested, and incorporated
into department plan and disseminated to State and tribes for incorporation
into their pandemic response plans.
- Step 1: Work in cooperation with States, tribes, and other
Federal Agencies to develop and test plans for the allocation and distribution
of critical medical material in a health emergency.
- Step 2: Require the incorporation of the plans for the allocation
and distribution of critical medical material in a health emergency into
State-level pandemic response plans.
Pillar Two: Surveillance and Detection
The following Pillar Two activities where State and local jurisdictions
play a role but the HSC actions are covered in detail in other chapters include
Chapter 2, Domestic Surveillance (HSC 6.2.1.1, 6.2.1.2, 6.2.1.3, 6.2.2.3,
6.2.2.5, and 6.2.2.10); Chapter 3, Public Health Interventions (HSC 5.2.1.1,
5.2.4.2, 5.2.4.5, 5.2.4.6, 5.2.4.7, 5.2.4.8, and 5.2.4.10); and Chapter 7,
Communications (HSC 5.2.4.10).
Ensuring Rapid Reporting of Outbreaks
- Action (HSC 6.2.1.4): HHS, along with all other Federal, State,
local, tribal, and private sector medical facilities, will ensure that
protocols for transporting influenza specimens to appropriate reference
laboratories are in place. (Also see chapter 2, Pillar One, Action L [HSC
6.2.1.4].)
- Timeframe: 3 months.
- Measure of Performance: Transportation protocols for laboratory
specimens detailed in HHS, DOD, VA, State, territorial, tribal, and local
pandemic response plans.
- Step 1: Monitor pandemic planning activities to ensure that
protocols for the transportation of laboratory specimens to appropriate
reference laboratories are detailed in State, territorial, tribal, and local
pandemic response plans.
- Step 2: Work with key stakeholders to encourage private sector
medical facilities training in the protocols for transporting influenza
specimens to appropriate reference laboratories.
- Action (HSC 6.2.2.8): HHS, in coordination with DHS, DOD, and VA, and
in collaboration with State, local, and tribal authorities, will be prepared to
assist State, local, and tribal authorities in collecting, analyzing,
integrating, and reporting information about the status of hospitals and health
care systems, health care critical infrastructure, and medical material
requirements. (Also see chapter 3, Pillar Two, Action F [HSC 6.2.4.2] and
chapter 4, Pillar One, Action B [HSC 6.1.2.4].)
- Timeframe: Within 12 months.
- Measure of Performance: Guidance provided to States and tribal
entities on the use and modification of the components of the HAvBED system for
implementation at the local level.
- Step 1: Provide subject-matter experts to work with HHS and other
relevant stakeholders in the development of guidelines and modification to the
HAvBED system.
- Step 2: Disseminate the guidelines to all applicable grant
programs through various methods that include Web sites, conference calls,
meetings, and program letters.
- Step 3: The Interagency Advisory Committee, composed of HHS and
DHS staff, will ensure these guidelines are disseminated across all Federal
preparedness guidance documents.
- Step 4: Provide guidance to IHS and tribal health care facilities
to collect, analyze, integrate, and report information about the status of IHS
and tribal hospitals and health care systems, health care critical
infrastructure, and medical material requirements. (Also see chapter 2, Pillar
Two, Action R [HSC 6.2.4.1].)
- Action (HSC 6.2.2.11): State, local, and tribal public health
departments should provide weekly reports on the overall level of influenza
activity in their States or localities, with assistance from CDC
epidemiologists and field officers posted within each State health department
in collecting and reporting these data.
- Timeframe: Ongoing
- Measure of Performance: Influenza activity reports provided
weekly during a pandemic.
- Step 1: Assist State, local, and tribal public health
departments, as requested, in providing weekly reports on the overall level of
influenza activity in their jurisdictions during a pandemic.
- Action (no HSC item): Assist State, local, and tribal entities in
tracking non-hospital beds.
- Step 1: Explore infrastructure capabilities to assist State
Survey Agencies in standardizing real-time tracking and reporting.
- Step 2: Assist States with the development and design of an
information system with key elements to track and report provider status to
CMS.
- Step 3: Solicit input from other State Survey Agencies in
broadening knowledge of the key elements of disaster tracking systems.
- Action (HSC 6.2.3.5): State, local, and tribal public health
departments should acquire and deploy rapid diagnostic tests that are specific
and sensitive for pandemic influenza strains, as soon as those tested are
available.
- Timeframe: Ongoing
- Measure of Performance: diagnostic tests, if found to be useful,
are accessible to federally funded health facilities, via state public health
departments.
- Step 1: Assist State, local, and tribal public heath departments
in acquiring and deploying rapid diagnostics tests for use at HHS-funded
hospitals and clinics (e.g., IHS, NIH clinical center, USPHS hospitals).
Pillar Three: Response and Containment
The following Pillar Three activities where State and local
jurisdictions play a role but the HSC actions are covered in detail in other
chapters include Chapter 3, Public Health Interventions (HSC 6.3.2.2, 6.3.2.5,
6.3.2.7, 6.3.3.2, and 8.3.1.1); Chapter 4, Federal Medical Response; Chapter 6,
Antivirals (HSC 6.3.5.2 and 6.3.4.1); and Chapter 7, Communications (HSC
6.3.5.2, 6.3.2.7, and 6.3.3.2).
Leveraging National Medical and Public Health Surge
Capacity
- Action (HSC 6.3.4.2): HHS will work in collaboration with DHS, DOD,
and VA to assist major medical societies and organizations in developing and
disseminating protocols for changing clinical care algorithms in settings of
severe medical surge. (Also see chapter 3, Pillar Three, Actions L and M [HSC
6.3.2.7 and 6.3.3.1] and chapter 7, Pillar Three, Actions D and E [HSC 6.3.2.6
and 6.3.2.7].)
- Timeframe: Within 6 months.
- Measure of Performance: Guidance and protocols developed and
disseminated.
- Step 1: Provide personnel to participate in discussions with the
above stakeholders and aid in the development of strategies and protocols for
expanding hospital and home health care delivery capacity.
- Step 2: Disseminate strategies and protocols through various
mechanisms to include funding guidance documents, Web sites, grantee conference
calls, and meetings as applicable.
- Step 3: Provide guidance to IHS and tribal health care facilities
on strategies and protocols for expanding hospital and home health care
delivery capacity.
- Action (HSC 6.3.4.3): HHS will work with State Medicaid and SCHIPs to
ensure that Federal standards and requirements for reimbursement or enrollment
are applied with the flexibilities appropriate to a pandemic, consistent with
applicable law. Enrollment, payment, and related matters under the Medicare,
Medicaid and SCHIP programs are applied with the flexibilities appropriate to a
pandemic, consistent with applicable law.
- Timeframe: Preliminary strategies will be developed within 6
months.
- Measure of Performance: Draft policies and guidance developed
concerning emergency enrollment in and reimbursement through State Medicaid and
SCHIP programs during a pandemic.
- Step 1: With respect to Medicaid and SCHIPs:
- Identify existing flexibilities States may immediately use to
respond
- Determine relevant legal authorities, including whether new
or amended authority would be required
- Develop necessary program policies and submit for
approval
- Develop mechanisms to implement approved policies
- Identify means to ensure improved health care standards for
providers surveyed by CMS or its agents to address disaster preparedness
- Step 2: With respect to Medicare:
- Identify potential payment, coverage, and related
initiatives
- Develop mechanisms to implement initiatives for which legal
authority is clear
- Determine, for other initiatives, relevant legal authorities,
including whether new or amended authority would be required
- Develop program policies for other initiatives and submit for
approval
- Develop mechanisms to implement remaining approved
initiatives
- Action (HSC 7.3.3.1): HHS will assist USDA, in coordination with DOS,
in USDA efforts to partner with appropriate international, Federal, State, and
tribal authorities, and with veterinary medical associations, including the
American Veterinary Medical Association, to reduce barriers that inhibit
veterinary personnel from crossing State or national boundaries to work in an
animal influenza outbreak response.
- Timeframe: Within 9 months.
- Measure of Performance: Agreements or other arrangements in place
to facilitate movement of veterinary practitioners across jurisdictional
boundaries.
- Step 1: Provide technical assistance to USDA regarding safe
disposal of animal carcasses.
- Action (HSC 7.3.1.1): USDA, in coordination with DHS, HHS, DOI and
the EPA, will partner with State and tribal entities, animal industries,
individual animal owners, and other affected stakeholder to eradicate any
influenza outbreak in commercial or other domestic birds or domestic animals
caused by a virus that has the potential to become a human pandemic strain, and
to safely dispose of animal carcasses.
- Timeframe: Ongoing
- Measure of Performance: at least one incident management team
form USDA on site with in 24 hours of detection of such an outbreak.
- Step 1: Facilitate participation by State, local, and tribal
public health authorities in USDA-coordinated efforts to eradicate animal
influenza, as needed.
- Action (HSC 7.3.1.2): USDA will coordinate with DHS and other
Federal, State, local, and tribal officials, animal industry, and other
affected stakeholders during an outbreak in commercial or other domestic birds
and animals to apply and enforce appropriate movement controls on animals and
animal products to limit or prevent spread of influenza virus.
- Timeframe: Ongoing
- Measure of Performance: initial movement controls in place within
24 hours of detection of an outbreak.
- Step 1: Facilitate participation by State, local, and tribal
authorities, as needed, in USDA-coordinated efforts to apply movement controls
on animals and animal products to limit or prevent spread of influenza virus
during an animal influenza outbreak.
- Action (HSC 8.3.2.2): HHS will work in coordination with DHS, DOJ,
DOD, DOT, and other appropriate Federal Sector-Specific Agencies, to support
DHS engagement in contingency planning and related exercises to ensure they are
prepared to sustain EMS, fire, emergency management, public works, and other
emergency response functions during a pandemic.
- Timeframe: Within 6 months.
- Measure of Performance: Completed plans (validated by
exercise(s)) for supporting EMS, fire, emergency management, public works, and
other emergency response functions.
- Step 1: Provide technical assistance to DHS as needed.
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