<?xml version="1.0" encoding="UTF-8"?>
<html>
	<header>
		<meta http-equiv="Content-Type" content="text/html; charset=utf-8" />
		<title>HHS Fiscal Year 2009 Freedom of Information Annual Report</title>
	</header>
	<body>
	<h2>Contents</h2><ul><li><b>VI. ADMINISTRATIVE APPEALS OF INITIAL DETERMINATIONS OF FOIA REQUESTS <a href="/foia/reports/2009report/2009pdf/09anlrprt_pdf_006.pdf" title="">[PDF]</a> <a href="http://www.hhs.gov/foia/reports/2009report/09anlrpt_006.xml">[XML]</a></b> <ul><li><b> TABLE A <a href="/foia/reports/2009report/2009pdf/09anlrpt_csv_via.csv" title="">[CSV]</a> <a href="/foia/reports/2009report/2009pdf/09anlrpt_xls_via.xls" title="">[XLS]</a></b></li><li><b> TABLE B <a href="/foia/reports/2009report/2009pdf/09anlrpt_csv_vib.csv" title="">[CSV]</a> <a href="/foia/reports/2009report/2009pdf/09anlrpt_xls_vib.xls" title="">[XLS]</a></b></li><li><b> TABLE C1 <a href="/foia/reports/2009report/2009pdf/09anlrpt_csv_vic1.csv" title="">[CSV]</a> <a href="/foia/reports/2009report/2009pdf/09anlrpt_xls_vic1.xls" title="">[XLS]</a></b></li><li><b> TABLE C2 <a href="/foia/reports/2009report/2009pdf/09anlrpt_csv_vic2.csv" title="">[CSV]</a> <a href="/foia/reports/2009report/2009pdf/09anlrpt_xls_vic2.xls" title="">[XLS]</a></b></li><li><b> TABLE C3 <a href="/foia/reports/2009report/2009pdf/09anlrpt_xls_vic3.xls" title="">[XLS]</a></b></li><li><b> TABLE C4 <a href="/foia/reports/2009report/2009pdf/09anlrpt_csv_vic4.csv" title="">[CSV]</a> <a href="/foia/reports/2009report/2009pdf/09anlrpt_xls_vic4.xls" title="">[XLS]</a></b></li><li><b> TABLE C5 <a href="/foia/reports/2009report/2009pdf/09anlrpt_xls_vic5.xls" title="">[XLS]</a></b></li></ul></li><li><b>Full HHS Fiscal Year 2009 Freedom of Information Annual Report <a href="/foia/reports/2009report/2009pdf/09anlrprt_pdf_main.pdf" title="">[PDF]</a></b></li><li><a href="/foia/reports/09anlrpt_main.html" title=""><b>Back to Main</b></a><br clear="all" /><br /></li></ul><hr /><h2><a id="vi" name="vi">VI. ADMINISTRATIVE APPEALS OF INITIAL DETERMINATIONS OF FOIA REQUESTS</a></h2><table border="1" bordercolor="#000000" cellpadding="2" cellspacing="0" style=" border-left: thin solid; border-bottom: thin solid; border-top: thin solid; border-right: thin solid;" summary="Received, Processed and Pending Appeals" width="590"><tbody><tr class="colorhead"><th align="middle" scope="col" valign="top" width="108"><b> </b></th><th align="middle" scope="col" valign="top" width="124"><b>Number of Appeals Pending as of Start of Fiscal Year</b></th><th align="middle" scope="col" width="125"><b>Number of Appeals Received in Fiscal Year</b></th><th align="middle" scope="col" valign="top" width="118"><b>Number of Appeals Processed in Fiscal Year</b></th><th align="middle" scope="col" valign="top" width="115"><b>Number of Appeals Pending as of End of Fiscal Year</b></th></tr><tr class="color1"><th align="middle" scope="row" valign="top" width="108">OS</th><td align="right" valign="top" width="124">316</td><td align="right" valign="top" width="125">153</td><td align="right" valign="top" width="118">170</td><td align="right" valign="top" width="115">299</td></tr><tr class="color2"><th align="middle" scope="row" valign="top" width="108">CMS</th><td align="right" valign="top" width="124">147</td><td align="right" valign="top" width="125">7</td><td align="right" valign="top" width="118">4</td><td align="right" valign="top" width="115">150</td></tr><tr class="color1"><th align="middle" scope="row" valign="top" width="108">HHS Total</th><td align="right" valign="top" width="124">463</td><td align="right" valign="top" width="125">160</td><td align="right" valign="top" width="118">174</td><td align="right" valign="top" width="115">449</td></tr></tbody></table><br clear="all" /><h3><b>B.  Disposition of Administrative Appeals – All Processed Appeals</b></h3><p> </p><table border="1" bordercolor="#000000" cellpadding="2" cellspacing="0" style=" border-left: thin solid; border-bottom: thin solid; border-top: thin solid; border-right: thin solid;" summary="Disposition of Processed Appeals" width="709"><tbody><tr class="colorhead"><th align="right" scope="col" valign="top" width="97"> </th><th align="middle" scope="col" width="84"><b>Number Affirmed on Appeal</b></th><th align="middle" scope="col" width="156"><b>Number Partially Affirmed &amp; Partially Reversed/Remanded on Appeal</b></th><th align="middle" scope="col" width="156"><b>Number Completely Reversed/Remanded on Appeal</b></th><th align="middle" scope="col" width="144"><b>Number of Appeals Closed for Other Reasons</b></th><th align="middle" scope="col" width="72"><b>TOTAL</b></th></tr><tr class="color1"><th align="middle" scope="row" valign="top" width="97">OS</th><td align="right" valign="top" width="84">51</td><td align="right" valign="top" width="156">4</td><td align="right" valign="top" width="156">5</td><td align="right" valign="top" width="144">110</td><td align="right" valign="top" width="72">170</td></tr><tr class="color2"><th align="middle" scope="row" valign="top" width="97">CMS</th><td align="right" valign="top" width="84">0</td><td align="right" valign="top" width="156">1</td><td align="right" valign="top" width="156">0</td><td align="right" valign="top" width="144">3</td><td align="right" valign="top" width="72">4</td></tr><tr class="color1"><th align="middle" scope="row" valign="top" width="97">HHS Total</th><td align="right" valign="top" width="84">51</td><td align="right" valign="top" width="156">5</td><td align="right" valign="top" width="156">5</td><td align="right" valign="top" width="144">113</td><td align="right" valign="top" width="72">174</td></tr></tbody></table><br clear="all" /><h3><b>C. (1) Reasons for denial on Appeal – Number of Times Exemptions applied</b></h3><br clear="all" /><table border="1" bordercolor="#000000" cellpadding="2" cellspacing="0" style=" border-left: thin solid; border-bottom: thin solid; border-top: thin solid; border-right: thin solid;" summary="Reasons for Denial on Appeal – Number of Times Exemptions Applied" width="651"><tbody><tr class="colorhead"><th align="right" scope="col" valign="top" width="56"> </th><th align="left" scope="col" width="36"><b>Ex.<br />1</b></th><th scope="col" width="36"><b>Ex.<br />2</b></th><th scope="col" width="48"><b>Ex.<br />3</b></th><th scope="col" width="48"><b>Ex.<br />4</b></th><th scope="col" width="36"><b>Ex.<br />5</b></th><th scope="col" width="48"><b>Ex.<br />6</b></th><th scope="col" width="48"><b>Ex.<br />7(A)</b></th><th scope="col" width="45"><b>Ex.<br />7(B)</b></th><th scope="col" width="42"><b>Ex.<br />7(C)</b></th><th scope="col" width="47"><b>Ex.<br />7(D)</b></th><th scope="col" width="46"><b>Ex.<br />7(E)</b></th><th scope="col" width="41"><b>Ex.<br />7(F)</b></th><th scope="col" width="37"><b>Ex.<br />8</b></th><th scope="col" width="37"><b>Ex.<br />9</b></th></tr><tr class="color1"><th align="middle" scope="row" valign="top" width="56">OS</th><td align="right" valign="top" width="36">0</td><td align="right" valign="top" width="36">0</td><td align="right" valign="top" width="48">0</td><td align="right" valign="top" width="48">1</td><td align="right" valign="top" width="36">4</td><td align="right" valign="top" width="48">8</td><td align="right" valign="top" width="48">3</td><td align="right" valign="top" width="45">0</td><td align="right" valign="top" width="42">3</td><td align="right" valign="top" width="47">0</td><td align="right" valign="top" width="46">0</td><td align="right" valign="top" width="41">0</td><td align="right" valign="top" width="37">0</td><td align="right" valign="top" width="37">0</td></tr><tr class="color2"><th align="middle" scope="row" valign="top" width="56">CMS</th><td align="right" valign="top" width="36">0</td><td align="right" valign="top" width="36">0</td><td align="right" valign="top" width="48">0</td><td align="right" valign="top" width="48">0</td><td align="right" valign="top" width="36">0</td><td align="right" valign="top" width="48">1</td><td align="right" valign="top" width="48">0</td><td align="right" valign="top" width="45">0</td><td align="right" valign="top" width="42">0</td><td align="right" valign="top" width="47">0</td><td align="right" valign="top" width="46">0</td><td align="right" valign="top" width="41">0</td><td align="right" valign="top" width="37">0</td><td align="right" valign="top" width="37">0</td></tr><tr class="color1"><th align="middle" scope="row" valign="top" width="56">HHS Total</th><td align="right" valign="top" width="36">0</td><td align="right" valign="top" width="36">0</td><td align="right" valign="top" width="48">0</td><td align="right" valign="top" width="48">1</td><td align="right" valign="top" width="36">4</td><td align="right" valign="top" width="48">9</td><td align="right" valign="top" width="48">3</td><td align="right" valign="top" width="45">0</td><td align="right" valign="top" width="42">3</td><td align="right" valign="top" width="47">0</td><td align="right" valign="top" width="46">0</td><td align="right" valign="top" width="41">0</td><td align="right" valign="top" width="37">0</td><td align="right" valign="top" width="37">0</td></tr></tbody></table><br clear="all" /><h3><b>C. (2)  Reasons for denial on Appeal – Reasons other than exemptions</b></h3><br clear="all" /><table align="left" border="1" bordercolor="#000000" cellpadding="2" cellspacing="0" style=" border-right: thin solid; border-left: thin solid; border-top: thin solid; border-bottom: thin solid;" summary="VI C. (2) Reasons for Denial on Appeal – Reasons Other than Exemptions" width="775"><tbody><tr class="colorhead"><th align="left" scope="col" valign="top" width="62"> </th><th align="left" scope="col" valign="top" width="63">No Records</th><th align="left" scope="col" valign="top" width="63">Records Referred at Initial Request Level</th><th align="left" scope="col" valign="top" width="76">Request Withdrawn</th><th align="left" scope="col" valign="top" width="63">Fee-Related Reason</th><th align="left" scope="col" valign="top" width="76">Records Not Reasonably Described</th><th align="left" scope="col" valign="top" width="63">Improper Request For Other Reasons</th><th align="left" scope="col" valign="top" width="57">Not Agency Record</th><th align="left" scope="col" valign="top" width="60">Duplicate Request Or Appeal</th><th align="left" scope="col" valign="top" width="60">Request In Litigation</th><th align="left" scope="col" valign="top" width="72">Appeal Based Solely on Denial of Request For Expedited Processing</th><th scope="col" valign="top" width="60">Other See Chart Below</th></tr><tr class="color1"><th align="left" scope="row" valign="top" width="62">OS</th><td align="right" valign="top" width="63">4</td><td align="right" valign="top" width="63">1</td><td align="right" valign="top" width="76">22</td><td align="right" valign="top" width="63">2</td><td align="right" valign="top" width="76">0</td><td align="right" valign="top" width="63">2</td><td align="right" valign="top" width="57">0</td><td align="right" valign="top" width="60">0</td><td align="right" valign="top" width="60">0</td><td align="right" valign="top" width="72">5</td><td align="right" valign="top" width="60">74</td></tr><tr class="color2"><th align="left" scope="row" valign="top" width="62">CMS</th><td align="right" valign="top" width="63">0</td><td align="right" valign="top" width="63">0</td><td align="right" valign="top" width="76">0</td><td align="right" valign="top" width="63">0</td><td align="right" valign="top" width="76">0</td><td align="right" valign="top" width="63">0</td><td align="right" valign="top" width="57">0</td><td align="right" valign="top" width="60">0</td><td align="right" valign="top" width="60">0</td><td align="right" valign="top" width="72">0</td><td align="right" valign="top" width="60">3</td></tr><tr class="color1"><th align="left" scope="row" valign="top" width="62">HHS Total</th><td align="right" valign="top" width="63">4</td><td align="right" valign="top" width="63">1</td><td align="right" valign="top" width="76">22</td><td align="right" valign="top" width="63">2</td><td align="right" valign="top" width="76">0</td><td align="right" valign="top" width="63">2</td><td align="right" valign="top" width="57">0</td><td align="right" valign="top" width="60">0</td><td align="right" valign="top" width="60">0</td><td align="right" valign="top" width="72">0</td><td align="right" valign="top" width="60">77</td></tr></tbody></table><br clear="all" /><h3><b>C. (3)  Reasons for denial on Appeal – Other:</b> </h3><br clear="all" /><table border="1" bordercolor="#000000" cellpadding="2" cellspacing="0" style=" border-left: thin solid; border-bottom: thin solid; border-top: thin solid; border-right: thin solid;" summary="VI. C. (3) Reasons for Denial on Appeal – “Other” Reasons from Section VI, C (2) Chart" width="586"><tbody><tr class="colorhead"><td align="left" valign="top" width="78"> </td><th align="left" scope="col" valign="top" width="361"><b>Description of “Other” Reasons for Denial on Appeal from Chart C (2) &amp; Number of Times Those Reasons Were Relied upon</b></th><th scope="col" width="148"><p align="center"><b>TOTAL</b></p></th></tr><tr class="color1"><th align="left" scope="row" valign="top" width="78">OS</th><td width="361">Administratively closed, requester did not respond/express continued interest in the records requested</td><td align="right" valign="top" width="148">74</td></tr><tr class="color2"><th align="left" scope="row" valign="top" width="78">CMS</th><td width="361">Administrative Closures</td><td align="right" valign="top" width="148">3</td></tr><tr class="color1"><th align="left" scope="row" valign="top" width="78">HHS Total</th><td width="361">Administrative Closures</td><td align="right" valign="top" width="148">77</td></tr></tbody></table><br clear="all" /><h3><b>C. (4)  Response time for administrative appeals (See chart)</b> </h3><br clear="all" /><table border="1" bordercolor="#000000" cellpadding="2" cellspacing="0" style=" border-left: thin solid; border-bottom: thin solid; border-top: thin solid; border-right: thin solid;" summary="VI C. (4) Response Time for Administrative Appeals 1. Provide the median, average, and range in number of days to respond to administrative appeal"><tbody><tr class="colorhead"><td align="left" valign="top" width="103"> </td><th align="left" scope="col" valign="top" width="122">Median Number of Days</th><th align="left" scope="col" width="122">Average Number of Days</th><th align="left" scope="col" width="122">Lowest Number of Days</th><th align="left" scope="col" width="122">Highest Number of Days</th></tr><tr class="color1"><th align="left" scope="row" valign="top" width="103">OS</th><td align="right" valign="top" width="122">231</td><td align="right" valign="top" width="122">309</td><td align="right" valign="top" width="122">1</td><td align="right" valign="top" width="122">973</td></tr><tr class="color2"><th align="left" scope="row" valign="top" width="103">CMS</th><td align="right" valign="top" width="122">329</td><td align="right" valign="top" width="122">1,054</td><td align="right" valign="top" width="122">54</td><td align="right" valign="top" width="122">3,505</td></tr><tr class="color1"><th align="left" scope="row" valign="top" width="103">HHS Overall</th><td align="right" valign="top" width="122">289</td><td align="right" valign="top" width="122">650</td><td align="right" valign="top" width="122">1</td><td align="right" valign="top" width="122"><p align="right">3,505</p></td></tr></tbody></table><br clear="all" /><h3><b>C. (5)  Ten Oldest Pending Appeals</b> </h3><br clear="all" /><table border="1" bordercolor="#000000" cellpadding="2" cellspacing="0" style=" border-left: thin solid; border-bottom: thin solid; border-top: thin solid; border-right: thin solid;"><tbody><tr class="colorhead"><th height="42"> </th><th height="42"> </th><th height="42">10<sup>th</sup><br />Oldest<br />Appeal</th><th height="42">9<sup>th</sup></th><th height="42">8<sup>th</sup></th><th height="42">7<sup>th</sup></th><th height="42">6<sup>th</sup></th><th height="42">5<sup>th</sup></th><th height="42">4<sup>th</sup></th><th height="42">3<sup>rd</sup></th><th height="42">2<sup>nd</sup></th><th height="42">Oldest<br />Appeal</th></tr><tr class="color1"><th height="148" rowspan="2" valign="center" width="54">OS</th><td height="89" valign="center" width="66">Date of Receipt of Ten Oldest Appeals  </td><td align="middle" height="89" valign="center" width="62">8/31/04</td><td align="middle" height="89" valign="center" width="62">7/30/04</td><td align="middle" height="89" valign="center" width="56">7/1/03</td><td align="middle" height="89" valign="center" width="62">5/20/03</td><td align="middle" height="89" valign="center" width="62">2/11/03</td><td align="middle" height="89" valign="center" width="68">12/3/02</td><td align="middle" height="89" valign="center" width="62">10/25/02</td><td align="middle" height="89" valign="center" width="58">10/31/01</td><td align="middle" height="89" valign="center" width="60">8/15/01</td><td align="middle" height="89" valign="center" width="72">4/28/00</td></tr><tr class="color2"><td valign="center" width="66">Number of  Days Pending</td><td align="middle" valign="center" width="62">1,023</td><td align="middle" valign="center" width="62">1,043</td><td align="middle" valign="center" width="56">1,314</td><td align="middle" valign="center" width="62">1,314</td><td align="middle" valign="center" width="62">1,408</td><td align="middle" valign="center" width="68">1,602</td><td align="middle" valign="center" width="62">1,624</td><td align="middle" valign="center" width="58">1,629</td><td align="middle" valign="center" width="60">1,659</td><td align="middle" valign="center" width="72">1,980</td></tr><tr class="color1"><th class="color2" rowspan="2" valign="center" width="54">CMS</th><td valign="center" width="66">Date of Receipt of Ten Oldest Appeals  </td><td align="middle" valign="center" width="62">1/03/00</td><td align="middle" valign="center" width="62">12/29/99</td><td align="middle" valign="center" width="56">11/22/99 </td><td align="middle" valign="center" width="62">11/13/99</td><td align="middle" valign="center" width="62">5/7/99</td><td align="middle" valign="center" width="68">4/14/99</td><td align="middle" valign="center" width="62">3/29/96</td><td align="middle" valign="center" width="58">4/6/95</td><td align="middle" valign="center" width="60">2/26/95</td><td align="middle" valign="center" width="72">6/23/94</td></tr><tr class="color2"><td valign="center" width="66">Number of  Days Pending</td><td align="middle" valign="center" width="62">2,455</td><td align="middle" valign="center" width="62">2,458</td><td align="middle" valign="center" width="56">2,484</td><td align="middle" valign="center" width="62">2,490</td><td align="middle" valign="center" width="62">2,620</td><td align="middle" valign="center" width="68">3,636</td><td align="middle" valign="center" width="62">3,402</td><td align="middle" valign="center" width="58">3,650</td><td align="middle" valign="center" width="60">3,678</td><td align="middle" valign="center" width="72">3,848</td></tr><tr class="color1"><th rowspan="2" valign="center" width="54">HHS Overall</th><td valign="center" width="66">Date of Receipt of Ten Oldest Appeals  </td><td align="middle" valign="center" width="62">1/03/00</td><td align="middle" valign="center" width="62">12/29/99</td><td align="middle" valign="center" width="56">11/22/99 </td><td align="middle" valign="center" width="62">11/13/99</td><td align="middle" valign="center" width="62">5/7/99</td><td align="middle" valign="center" width="68">4/14/99</td><td align="middle" valign="center" width="62">3/29/96</td><td align="middle" valign="center" width="58">4/6/95</td><td align="middle" valign="center" width="60">2/26/95</td><td align="middle" valign="center" width="72">6/23/94</td></tr><tr class="color2"><td valign="center" width="66">Number of  Days Pending</td><td align="middle" valign="center" width="62">2,455</td><td align="middle" valign="center" width="62">2,458</td><td align="middle" valign="center" width="56">2,484</td><td align="middle" valign="center" width="62">2,490</td><td align="middle" valign="center" width="62">2,620</td><td align="middle" valign="center" width="68">2,636</td><td align="middle" valign="center" width="62">3,402</td><td align="middle" valign="center" width="58">3,650</td><td align="middle" valign="center" width="60">3,678</td><td align="middle" valign="center" width="72">3,848</td></tr></tbody></table><br clear="all" />	</body>
</html>
