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		<title>HHS Fiscal Year 2009 Freedom of Information Annual Report</title>
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	<h2>Contents</h2><ul><li><b>IV.  EXEMPTION 3 STATUTES [<a href="/foia/reports/2009report/2009pdf/09anlrprt_pdf_004.pdf" title="">PDF</a>] [<a href="/foia/reports/2009report/2009pdf/09anlrpt_csv_iv.csv" title="">CSV</a>] <a href="http://www.hhs.gov/foia/reports/2009report/09anlrpt_004.xml">XML</a>] [<a href="/foia/reports/2009report/2009pdf/09anlrpt_xls_iv.xls" title="">XLS</a>]</b></li><li><b>Full HHS Fiscal Year 2009 Freedom of Info[mation Annual Report [<a href="/foia/reports/2009report/2009pdf/09anlrprt_pdf_main.pdf" title="">PDF</a></b><b>]</b></li><li><a href="/foia/reports/09anlrpt_main.html" title=""><b>Back to Main</b></a><br clear="all" /><br /></li></ul><hr /><h2><a id="iv" name="iv">IV.   EXEMPTION 3 STATUTES</a></h2><table border="1" bordercolor="#000000" cellpadding="2" cellspacing="0" style=" border-bottom: thin solid; border-left: thin solid; border-top: thin solid; border-right: thin solid;" summary="Exemption 3 Statutes"><tbody><tr class="colorhead"><th scope="col" width="128"><b>Statute</b></th><th scope="col" width="117"><b>Type of Information Withheld</b></th><th scope="col" width="116"><b>Case Citation</b></th><th scope="col" width="116"><b>Number of Times Relied upon per Component</b></th><th scope="col" width="114"><b>Total Number of Times Relied upon by Agency</b></th></tr><tr class="color1"><th scope="row" valign="top" width="128">18 U.S.C. § 2510-20</th><td valign="top" width="117">Pen Register Information</td><td valign="top" width="116"><i>Raulerson v. Ashcroft, 271 F. Supp.2d 17 (D.D.C. 2002)</i></td><td valign="top" width="116">OIG - 1</td><td align="right" valign="top" width="114">1</td></tr><tr class="color2"><th scope="row" valign="top" width="128">41 U.S.C. § 253b(m)</th><td valign="top" width="117">Technical proposal not incorporated into a final contract</td><td valign="top" width="116"><i>Hornbostel v. U.S. Dep’t. of Interior</i>, 305 F.Supp.2d 21 (D.D.C. 2003)</td><td valign="top" width="116">OS - 2<br />CDC - 5<br />NIH – 1<br />PSC – 6<br />AHRQ – 1<br />SAMHSA - 3</td><td align="right" valign="top" width="114">17</td></tr><tr class="color1"><th scope="row" valign="top" width="128">42 U.S.C. § 262a</th><td valign="top" width="117">Select Agent Information</td><td valign="top" width="116"> </td><td valign="top" width="116">OIG - 2<br />CDC - 5</td><td align="right" valign="top" width="114">7</td></tr><tr class="color1"><th scope="row" valign="top" width="128">42 U.S.C. § 242m(d) (Public Health Service Act § 308(d))</th><td valign="top" width="117">Identifiable  information for certain research and statistical activities.</td><td valign="top" width="116"> </td><td valign="top" width="116">CDC - 2</td><td align="right" valign="top" width="114">2</td></tr><tr class="color1"><th scope="row" valign="top" width="128">42 U.S.C. § 300aa-12(d)(4)(A)</th><td valign="top" width="117">Medical records presented to a Special Master in <span style=" text-decoration: underline;">National Vaccine Injury Compensation Program</span> court proceedings</td><td valign="top" width="116">Diane and Craig Arpino on behalf of Joseph Craig Arpino, Somers Point, New Jersey, HRSA - Fed. Cl. Number 040005V</td><td valign="top" width="116">HRSA - 1</td><td align="right" valign="top" width="114">1</td></tr><tr class="color1"><th scope="row" valign="top" width="128">42 U.S.C. § 11137 (b)</th><td valign="top" width="117">Adverse reports of a health practitioner’s conduct</td><td valign="top" width="116"> </td><td valign="top" width="116">HRSA - 1</td><td align="right" valign="top" width="114">1</td></tr><tr class="color2"><th align="left" scope="row" valign="top" width="128">15 U.S.C. § 1335a(b)(2)(A)Comprehensive Smoking Education Act of 1984</th><td valign="top" width="117">Cigarette additive information</td><td valign="top" width="116"> </td><td valign="top" width="116">CDC-1</td><td align="right" valign="top" width="114">1</td></tr><tr class="color1"><th align="left" scope="row" valign="top" width="128">35 U.S.C. § 122</th><td valign="top" width="117">Information contained in a pending or otherwise non-issued patent application</td><td valign="top" width="116"><i>Irons and Sears v. Dann,</i> 606 F. 2d 1215 (D.C. Cir. 1979); <i>Leeds v. Quigg</i>, 720 F. Supp. 193 (D.D.C. 1989)</td><td valign="top" width="116">NIH-1</td><td align="right" valign="top" width="114">1</td></tr><tr class="color1"><th align="left" scope="row" valign="top" width="128">5 U.S.C. 574(j)</th><td valign="top" width="117">Confidential communications with agency Ombudsman</td><td valign="top" width="116"> </td><td valign="top" width="116">NIH-1</td><td align="right" valign="top" width="114">1</td></tr><tr class="color2"><th align="left" scope="row" valign="top" width="128">21 U.S.C. § 331(j)</th><td valign="top" width="117">Trade Secrets</td><td valign="top" width="116"><i>Anderson v. Department of Health &amp; human Servs.,</i> 907 F.2d 936 (10<sup>th</sup> Cir. 1990)</td><td valign="top" width="116">FDA – 45</td><td align="right" valign="top" width="114">45</td></tr><tr class="color1"><th scope="row" valign="top" width="128">21 U.S.C. § 350d(a)(4)</th><td valign="top" width="117">Food Registration Documents</td><td valign="top" width="116"> </td><td valign="top" width="116">FDA-3</td><td align="right" valign="top" width="114">3</td></tr></tbody></table>	</body>
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